CSA provides compliance flexibility
Guidance aims to allow more tailored setups for compliance officers
- By: James Langton
- July 2, 2020 July 2, 2020
- 13:08
Top Stories in News
From the Regulators
Helping out harmed investors
NASAA aids states in developing victim assistance funds
- By: James Langton
- July 2, 2020 July 2, 2020
- 13:06
Products
New USD high-interest savings ETF from Horizons
High-interest savings ETFs have proven to be popular with investors this year
- By: IE Staff
- July 2, 2020 July 7, 2020
- 12:12
Industry News
Hub International continues buying spree
Global insurance brokerage acquires Ivari's life insurance product managing general agent business
- By: IE Staff
- July 2, 2020 July 2, 2020
- 11:00
Industry News
Sagicor Financial calls off deal with Scotiabank in Trinidad and Tobago
Financial terms of the sale were not disclosed
- By: The Canadian Press
- July 2, 2020 July 2, 2020
- 10:48
Industry News
Canada’s five big banks join anti-hate advertising boycott of Facebook
Scotiabank, RBC, CIBC, BMO and TD have pledged to stop purchasing ads on the site for the month
- By: Jake Kivanc, The Canadian Press
- July 2, 2020 July 2, 2020
- 10:28
From the Regulators
Fund dealer settles complaints-handling case
Firm has compensated clients, enhanced compliance
- By: James Langton
- July 2, 2020 July 2, 2020
- 10:16
From the Regulators
Pilot to study trading-fee rebates scrapped
A court ruling against the SEC has implications for Canada
- By: Greg Dalgetty
- July 2, 2020 July 2, 2020
- 09:38
Research and Markets
Global equity markets see first-half surge
Strong secondary offering activity outpaced a weak IPO market
- By: James Langton
- June 30, 2020 June 30, 2020
- 17:26
Research and Markets
Global debt markets see record action in 2020
Debt issuance surges as the economy crumbles
- By: James Langton
- June 30, 2020 June 30, 2020
- 17:05
From the Regulators
Court orders probation for trading ban violation
Woman pleaded guilty to violating BCSC prohibition
- By: James Langton
- June 30, 2020 June 30, 2020
- 15:59
From the Regulators
Industry applauds, investors lament new “best interest” standards
Mixed reaction as DOL seeks to harmonize with SEC rules on broker conduct
- By: James Langton
- June 30, 2020 June 30, 2020
- 15:03
AI names push stock markets higher on Friday
'Hot print' from Micron Technologies boosted enthusiasm for tech stocks, says portfolio manager
- By: Daniel Johnson, The Canadian Press
- December 19, 2025 December 19, 2025
- 17:15
Wage growth slowing, ECB data shows
Central bank sees slowdown in wage gains from collective agreements
- By: James Langton
- December 19, 2025 December 19, 2025
- 16:43
Bank of Japan hikes policy rate
Rise in benchmark short-term rate to 0.75% is aimed at curbing inflation
- By: Elaine Kurtenbach, The Associated Press
- December 19, 2025 December 19, 2025
- 09:38
SEC sanctions Canadian over pump-and-dumps
Accountant allegedly found assets used to lure investors to schemes
- By: James Langton
- December 19, 2025 December 19, 2025
- 15:39
Executive banned in failed real estate scheme
OSC forgoes monetary sanctions, amid bankruptcy, ongoing litigation
- By: James Langton
- December 19, 2025 December 19, 2025
- 14:56
SEC sanctions key figures in FTX scandal
Execs that previously pleaded guilty in fraud case accept regulatory sanctions
- By: James Langton
- December 19, 2025 December 19, 2025
- 13:42
Industry moves: Michelle Connolly joins Q Wealth
Plus, Raymond James gains Richardson advisor, and promotions at BMO, CI GAM, Wellington-Altus and more
- By: Alisha Hiyate
- December 19, 2025 December 19, 2025
- 16:50
ASC extends safe harbour regime to climate-related disclosures
Provincial regulator can halt trading when misinformation circulates
- By: Jonathan Got
- December 19, 2025 December 19, 2025
- 10:47
FP Canada releases CFP, QAFP exam results for October
QAFP exam has one more sitting before title protection transition ends
- By: IE Staff
- December 18, 2025 December 18, 2025
- 13:08
Industry moves: Richardson Wealth, CIBC Wood Gundy and CI Assante score veteran teams
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
- By: Alisha Hiyate
- October 3, 2025 November 12, 2025
- 17:39
Industry moves: John MacIntyre named chair of TD Bank
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
- By: Alisha Hiyate
- August 4, 2025 August 1, 2025
- 00:33
Industry moves: Huston Loke leaves FSRA
Plus, moves at BMO Private Wealth, Fiera Capital and CIBC GAM
- By: Alisha Hiyate
- July 18, 2025 July 18, 2025
- 17:06
Investment fund sales, assets climbed in November: SIMA
Mutual fund, ETF AUM rose for the seventh consecutive month
- By: Noushin Ziafati
- December 19, 2025 December 19, 2025
- 11:58
Product roundup: Ardian brings evergreen PE fund to Canada
Plus, other product launches and news, including more ESG fund terminations
- By: Noushin Ziafati
- December 15, 2025 December 16, 2025
- 11:29
The ETF year in review
More than 300 new products landed in 2025 — a new record
- By: Rudy Luukko
- December 12, 2025 December 12, 2025
- 13:24