OSC gives green light to trading in ESG bonds, starting in 2021
Regulator penalizes Montreal firm for violations of AML rules
Efforts to build systemic resilience largely worked during pandemic, FSB says
Independent analysis uncovers misconduct for an ongoing investigation
ESMA calls on managers to take action on liquidity risk
Regulator alleges that executives misled investors by touting phony cross-selling results
Firms can remain open despite new mandatory lockdown measures
With revenues down sharply, most don't see layoffs coming — for now
The focus is on low-income countries that have been hardest-hit by the pandemic
Assets under management reached $177.7 billion, up 3.9% from the previous quarter
The economic recovery from the pandemic will likely be uneven, said Carolyn Wilkins during a webcast
A dealer has reported a fake message impersonating the SRO
Fees will be reviewed after markets stabilize and the outcomes of the Capital Markets Modernization Taskforce are known
The May crude oil contract dropped US$1.30 to US$96.57 per barrel
Current challenge deals with levies imposed under the Trade Act of 1974
Cheap funding, central bank support, rosy AI forecasts, FOMO and more have kept market valuations elevated — that won’t last forever
Tribunal to consider settlement with Liquidnet over allegedly faulty controls
Social relationship with regulator's key witness in case leads to recusal
Venture companies begin opting for less frequent reporting
The Calgary-based asset manager negotiated with its lender to buy more time to repay its debt
Many trusts may need to amend 2024, 2025 tax returns
Bank will also be hiring and expanding in key areas of national importance
Plus, Designed Wealth adds advisor and inaugural taxonomy and transition planning council named
McIntyre to start a new role later this month
Plus, appointments at Sun Life, Connor, Clark & Lunn, Sapling Financial and more
Plus, new emerging market, target-date and tech funds, and a raft of fund changes
The lack of a structured follow-up when a client changes hands can leave the policyholder vulnerable
Gold prices, equity markets drove strong seg fund sales but couldn’t prevent net outflows in 2025