Hearing for failed PACE Securities execs set for 2021
IIROC has set date for disciplinary hearing
- By: James Langton
- November 20, 2020 November 20, 2020
- 11:47
IIROC has set date for disciplinary hearing
Data from IFIC for October shows mutual fund sales topping ETF sales
Economists on average had expected an increase of 0.2%
Budget proposal linked to legal dispute between hedge fund investor and Canadian insurers
The benefit was predominantly used by people who earned under $47,630 in 2019
Regulatory panel called the conduct "particularly odious"
The Liberals shifted the marker this year, dropping the minimum for each senior by 25%
SRO seeks comment on proposals to adopt client-focused reforms
Regardless of political persuasion, even Canadians in the highest income bracket favour a wealth tax
Mawer, Mackenzie and Vanguard also took home group prizes
Outmoded $1, $2, $25, $500, $1000 bills no longer legal tender in 2021
IIROC calls for added controls on inside information in remote-work environments
More than 40% of parents say the pandemic has hindered their ability to save
The May crude oil contract dropped US$1.30 to US$96.57 per barrel
Current challenge deals with levies imposed under the Trade Act of 1974
Cheap funding, central bank support, rosy AI forecasts, FOMO and more have kept market valuations elevated — that won’t last forever
Tribunal to consider settlement with Liquidnet over allegedly faulty controls
Social relationship with regulator's key witness in case leads to recusal
Venture companies begin opting for less frequent reporting
The Calgary-based asset manager negotiated with its lender to buy more time to repay its debt
Many trusts may need to amend 2024, 2025 tax returns
Bank will also be hiring and expanding in key areas of national importance
Plus, Designed Wealth adds advisor and inaugural taxonomy and transition planning council named
McIntyre to start a new role later this month
Plus, appointments at Sun Life, Connor, Clark & Lunn, Sapling Financial and more
Plus, new emerging market, target-date and tech funds, and a raft of fund changes
The lack of a structured follow-up when a client changes hands can leave the policyholder vulnerable
Gold prices, equity markets drove strong seg fund sales but couldn’t prevent net outflows in 2025