Industry calls for safe harbour protections to accompany vulnerable client rules
Comment letters to the CSA proposal lay out risks to the client-advisor relationship
- By: Michelle Schriver
- September 9, 2020 September 9, 2020
- 12:29
Comment letters to the CSA proposal lay out risks to the client-advisor relationship
Growing investor interest is helping steer assets into sustainable products, the company says
GMP outlines benefits of the deal in a letter amid minority shareholder opposition
The new name reflects the company's change in ownership, management and technology
The organization also made other senior team changes
The principles-based guidance will be flexible, the Ontario regulator says
The rate will remain at 0.25% until inflation is back on target, the central bank says
Business groups say the government hasn’t addressed known flaws in the program
Regulator asks Opération Phoenix investors to contact investigators
Respondents to a poll favoured enhanced oversight and comprehensive SRO reform
Efforts to improve gender diversity on boards still have a long way to go
The month saw a surge in equity underwriting revenues
Precious metals action calms, while Dow Jones tops 50K
Report calls for action on data gaps, surveillance, leverage
Trade deficit remains unchanged amid shifting tariff policy, Fitch reports
Trust account used in fraud, misappropriation, Law Society finds
Policy failed to cover hedge fund investment that turned out to be a fraud
Firm allegedly touted stocks on social media, while selling its holdings
The honours will be presented Feb. 12, at the association's Embrace the Challenge event
Start with flexibility, tax efficiency, simplicity
Brokers, MGAs, software providers and TPAs set to evolve
Plus, moves at Our Family Office, Harvest ETFs, Manulife Wealth, Canada Life and more
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, National Bank changes diversified equity fund
Net monthly ETF inflows reach $22B in January: report
Plus, other firms launch new products, tweak their fund lineups