Market for advice improving, but slowly: FCA
There are more advisors — and more consumers receiving advice — following major reforms
- By: James Langton
- December 3, 2020 December 3, 2020
- 18:15
Top Stories in News
From the Regulators
SEC to overhaul fund valuation rules
The regulator is introducing a new framework for ensuring that funds properly value their assets
- By: James Langton
- December 3, 2020 December 3, 2020
- 15:08
Research and Markets
Canadian M&A rebounds in Q3: Crosbie
Deal activity is up but the recovery remains selective, says investment bank
- By: James Langton
- December 3, 2020 December 3, 2020
- 14:35
CSA tackles traders who “short and distort”
Regulators launch consultation on activist short seller phenomenon
- By: James Langton
- December 3, 2020 December 3, 2020
- 14:00
Industry News
Swiss National Bank tests digital currency
SNB joins BIS, SIX in test of blockchain-based wholesale digital asset
- By: James Langton
- December 3, 2020 December 3, 2020
- 13:56
From the Regulators
IOSCO examines market data issues
Consultation addresses growing demand for regulatory action on data access
- By: James Langton
- December 3, 2020 December 3, 2020
- 13:47
Industry News
TD Bank beats expectations in Q4
The bank earned $5.14B in the fourth quarter
- By: The Canadian Press
- December 3, 2020 December 15, 2020
- 12:57
Tea and Chris Nicola to depart CI Direct Investing
Couple founded robo-advisor WealthBar in 2014
- By: Rudy Mezzetta, Fiona Collie
- December 3, 2020 December 15, 2020
- 12:47
Research and Markets
Toronto and Vancouver home sales remain strong
Vancouver sales dipped in the past month but are still up from 2019
- By: Anita Balakrishnan, The Canadian Press
- December 3, 2020 December 15, 2020
- 12:16
Products
Canadian ETF inflows surpass 2019 levels
Inflows reached $2.9B in November 2020
- By: IE Staff
- December 3, 2020 December 3, 2020
- 11:26
Research and Markets
Studies show banks not so green on climate change
Canadian banks' financing of the fossil fuel industry outpaces their peers, say critics
- By: Bob Weber, The Canadian Press
- December 3, 2020 December 3, 2020
- 10:47
Industry News
CIBC to focus on winning market share in personal and small biz banking
The bank reported $1.02B in profit in the fourth quarter
- By: Tara Deschamps, The Canadian Press, The Canadian Press
- December 3, 2020 December 3, 2020
- 10:20
From the Regulators
Why U.S. leaders must help push for ESG disclosure
The SEC's Allison Lee confronted concerns over "lagging" U.S. efforts in the last decade
- By: Katie Keir
- December 2, 2020 December 2, 2020
- 13:59
Stock markets mostly recover from earlier losses amid latest Trump threat
Investors deeply uncertain about when the Iran war may end
- By: Daniel Johnson, The Canadian Press
- April 7, 2026 April 7, 2026
- 16:55
Global investment banking fees up in Q1: LSEG
Debt, equity underwriting fees rise, M&A advisory fees up too
- By: James Langton
- April 7, 2026 April 7, 2026
- 15:09
Canadian debt drives Q1 new issue activity
RBC leads debt underwriter ranking, BMO takes top spot in equities
- By: James Langton
- April 7, 2026 April 7, 2026
- 14:54
Broker not on the hook for misplaced inheritance
Clients' belief may be genuine, but there's no proof the dealer did it: court
- By: James Langton
- April 7, 2026 April 7, 2026
- 17:07
U.S. advisor pleads guilty in US$160-million fraud
Investors misled in risky, conflicted private equity funds, authorities alleged
- By: James Langton
- April 7, 2026 April 7, 2026
- 15:18
Supreme Court set to rule on ex-rep’s leave request
Ex-rep seeking to challenge constitutionality of BCSC records seizure
- By: James Langton
- April 6, 2026 April 3, 2026
- 01:47
When an alter ego trust might be right for your client
They can be a powerful tool when dealing with complicated family dynamics or alternative assets
- By: Jonathan Got
- April 6, 2026 March 31, 2026
- 05:09
Tech roundup: Wealth management platform launches premium tier
Plus, notetaking AI in insurance, BMO's tokenized cash and tech partnerships
- By: Jonathan Got
- April 6, 2026 April 2, 2026
- 01:00
How firms can use AI in a responsible, compliant way
Getting it wrong could draw regulators’ ire, put you at legal risk
- By: Jonathan Got
- April 6, 2026 March 31, 2026
- 01:00
Industry moves: Fondaction gets a new CEO, B.C. team joins PWL Capital
Plus, appointments at Sun Life, Connor, Clark & Lunn, Sapling Financial and more
- By: Alisha Hiyate
- April 2, 2026 April 2, 2026
- 14:28
Industry moves: Morgan Stanley Wealth Management Canada adds veteran advisor
Plus, EQB gains talent, Fiera CEO on medical leave, and a leadership transition at Hazelview
- By: Alisha Hiyate
- March 30, 2026 March 30, 2026
- 12:00
Bank of Canada says Mendes leaving central bank, Kozicki to retire
Deputy governor posts to filled via an internal recruitment process
- By: The Canadian Press
- March 23, 2026 March 23, 2026
- 14:03
Canadian ETFs record $19B in inflows in March, driven by equity funds
In Q1 alone, the ETF industry took in nearly half of 2025’s total inflows
- By: Noushin Ziafati
- April 7, 2026 April 7, 2026
- 15:56
The case for retirement compensation arrangements
When successful business owners maximize their registered plans, RCAs can help plan for future income needs
- By: Andrea Lettner
- April 6, 2026 March 31, 2026
- 01:03
Stocks rally worldwide as oil prices ease on hopes for a possible end to the Iran war
S&P 500 adds another 0.7% after Tuesday's big leap
- By: Stan Choe, The Associated Press
- April 1, 2026 April 1, 2026
- 09:26