Index manager charged with insider trading
Index additions and deletions underpinned the alleged scheme
- By: James Langton
- September 21, 2020 September 21, 2020
- 16:56
Index additions and deletions underpinned the alleged scheme
Many advisors are not helping to dispel confusion around ESG and impact products
Group includes former GMP Capital CEO Harris Fricker
The risks may have been underestimated due to government supports, a report says
A regulatory panel at IFIC's leadership conference discussed Covid-19's challenges
Companies can take a six-month contribution holiday to ease cash flow pressure due to Covid-19
ETFs still hold a decisive advantage in sales so far for 2020
New research found 75% of mutual fund investors said they purchased products through an advisor in 2020
Fight over RBG replacement may sideline stimulus efforts
The bloc is consulting on a template for a wide range of financial products
The organization published guidance on conflicts in debt underwriting
Investors will be watching Wednesday’s speech for clues on government's fiscal plan
Cincinnati-based RIA has US$450 million in AUM
After a record-breaking year for new product launches, old-fashioned strategies are still a solid choice for portfolios
Officials are preparing for a review of the Canada-U.S.-Mexico trade agreement in 2026
'Hot print' from Micron Technologies boosted enthusiasm for tech stocks, says portfolio manager
The increase is part of an effort to beef up anti-money laundering measures
Accountant allegedly found assets used to lure investors to schemes
OSC forgoes monetary sanctions, amid bankruptcy, ongoing litigation
Plus, a new TD partnership, and Toronto fintech becomes dark pool partner
Plus, Raymond James gains Richardson advisor, and promotions at BMO, CI GAM, Wellington-Altus and more
Provincial regulator can halt trading when misinformation circulates
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, moves at BMO Private Wealth, Fiera Capital and CIBC GAM
Mutual fund, ETF AUM rose for the seventh consecutive month
Plus, other product launches and news, including more ESG fund terminations
More than 300 new products landed in 2025 — a new record