Change to global compliance standards bites investors
HSBC agreed to pay more than $1 million to settle concerns that investors were harmed when the firm cut ties with 51 dealers
- By: James Langton
- April 22, 2021 April 22, 2021
- 12:54
HSBC agreed to pay more than $1 million to settle concerns that investors were harmed when the firm cut ties with 51 dealers
Former prosecutor Alex Oh will lead the U.S. regulator's enforcement division
Study found that curbing commutes could cut transportation emissions by 11%, while saving workers almost an hour per day
ECB president Christine Lagarde said that the economic outlook in the short term "remains clouded by uncertainty"
Unemployment aid applications in the U.S. fell to 547,000 last week
The ETF takes long and short positions in a variety of North American and global debt instruments
The budget forecasts economic growth of 4.4% this year after declining by 5.3% in 2020
The CRA would issue electronic notices of assessment as the default when returns are filed electronically
Defined-benefit pension funding rose in Q1, the Ontario regulator said
ALDAs would allow payment deferral to age 85
Cyberattacks in 2018 exposed the data of thousands of bank clients
Despite ESG asset growth, more asset managers need fully integrated processes, an EY report says
Precious metals action calms, while Dow Jones tops 50K
Report calls for action on data gaps, surveillance, leverage
Trade deficit remains unchanged amid shifting tariff policy, Fitch reports
Trust account used in fraud, misappropriation, Law Society finds
Policy failed to cover hedge fund investment that turned out to be a fraud
Firm allegedly touted stocks on social media, while selling its holdings
Plus, GreenShield buys Kii Health's Canadian mental health services segment
The honours will be presented Feb. 12, at the association's Embrace the Challenge event
Start with flexibility, tax efficiency, simplicity
Plus, moves at Our Family Office, Harvest ETFs, Manulife Wealth, Canada Life and more
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, National Bank changes diversified equity fund
Net monthly ETF inflows reach $22B in January: report
Plus, other firms launch new products, tweak their fund lineups