Conflicts, crypto, cyber risk: the year ahead in compliance
IIROC outlined the challenges for firms and regulators in a new report
- By: James Langton
- March 22, 2021 March 22, 2021
- 12:08
Top Stories in News
Canaccord joins S&P/TSX Composite index
The addition comes as the firm seeks a tie-up with RF Capital
- By: James Langton
- March 22, 2021 March 22, 2021
- 10:52
People
Rovinescu joins Brookfield Asset Management as senior advisor
The former Air Canada CEO will focus on investments in the aviation and aerospace sectors
- By: IE Staff
- March 22, 2021 March 22, 2021
- 10:30
Industry News
IRS announces filing extension for 2020 tax return
U.S. taxpayers will have until May 17 to file and pay taxes owing
- By: Rudy Mezzetta
- March 19, 2021 March 19, 2021
- 15:46
Canadian fund sales exceeded $23B in February
Balanced mutual funds led the way
- By: IE Staff
- March 19, 2021 March 19, 2021
- 14:52
From the Regulators
FSRA proposes guidance related to pension benefits upon marriage breakdown
The regulator has outlined its supervisory approach to pension settlements
- By: IE Staff
- March 19, 2021 March 19, 2021
- 14:13
U.S. recovery ‘far from complete,’ Powell says
Continued support from the Fed will be required
- By: Martin Crutsinger, The Associated Press
- March 19, 2021 March 19, 2021
- 13:49
Canada’s high-yield firms bested U.S. counterparts in pandemic: Moody’s
Speculative-grade issuance is seen rising in 2021 amid investor appetite for yield
- By: James Langton
- March 19, 2021 March 19, 2021
- 13:39
Industry News
CRA announces prescribed interest rates for Q2
The prescribed rate on loans to family members remains set at 1%
- By: IE Staff
- March 19, 2021 March 19, 2021
- 12:39
Oricia Smith named head of SLGI Asset Management
Smith was appointed interim president in October 2020
- By: IE Staff
- March 19, 2021 March 19, 2021
- 10:58
Retail sales fell for a second consecutive month
Sales dropped 1.1% to $52.5 billion, said Statistics Canada
- By: The Canadian Press
- March 19, 2021 March 19, 2021
- 10:54
From the Regulators
Fed to restore stricter capital requirements for large banks
The requirements were relaxed as part of the Fed's efforts to shore up the financial system
- By: The Associated Press
- March 19, 2021 March 19, 2021
- 10:33
Stock markets rise with the latest U.S. economic data ‘sending the right signals’
The S&P/TSX composite index rose 58.63 points to 32,058.73
- By: Daniel Johnson, The Canadian Press
- December 23, 2025 December 23, 2025
- 17:07
Bank of Canada governing council says trade uncertainty clouding outlook
The central bank issued a summary of its overnight-rate deliberations earlier this month
- By: Lauren Krugel, The Canadian Press
- December 23, 2025 December 23, 2025
- 14:00
Consumer confidence in U.S. slides in December to lowest level since tariffs rolled out in April
Americans’ assessments of their current economic situation tumbled: survey
- By: Matt Ott, The Associated Press
- December 23, 2025 December 23, 2025
- 10:56
Dramatic increase in Fintrac fines coming, but their effectiveness is less clear
The increase is part of an effort to beef up anti-money laundering measures
- By: Ian Bickis, The Canadian Press
- December 22, 2025 December 22, 2025
- 08:12
SEC sanctions Canadian over pump-and-dumps
Accountant allegedly found assets used to lure investors to schemes
- By: James Langton
- December 19, 2025 December 19, 2025
- 15:39
Executive banned in failed real estate scheme
OSC forgoes monetary sanctions, amid bankruptcy, ongoing litigation
- By: James Langton
- December 19, 2025 December 19, 2025
- 14:56
Impersonation scams threaten advisors and their clients
High-profile firms and their clients were targeted in 2025
- By: IE Staff
- December 24, 2025 December 22, 2025
- 01:34
CPP Investments signs new European data centre partnership with Goodman Group
The pension fund's 50% share of the initial capital commitment is roughly $1.8 billion
- By: The Canadian Press
- December 23, 2025 December 23, 2025
- 09:24
U.S.-based notetaking AI to use Canadian data centre for advisor data
Woodgate Financial Inc., Assante Financial Management Ltd., are among Focal's customers
- By: Jonathan Got
- December 23, 2025 December 18, 2025
- 08:00
Industry moves: Richardson Wealth, CIBC Wood Gundy and CI Assante score veteran teams
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
- By: Alisha Hiyate
- October 3, 2025 November 12, 2025
- 17:39
Industry moves: John MacIntyre named chair of TD Bank
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
- By: Alisha Hiyate
- August 4, 2025 August 1, 2025
- 00:33
Industry moves: Huston Loke leaves FSRA
Plus, moves at BMO Private Wealth, Fiera Capital and CIBC GAM
- By: Alisha Hiyate
- July 18, 2025 July 18, 2025
- 17:06
Investment fund sales, assets climbed in November: SIMA
Mutual fund, ETF AUM rose for the seventh consecutive month
- By: Noushin Ziafati
- December 19, 2025 December 19, 2025
- 11:58
Product roundup: Ardian brings evergreen PE fund to Canada
Plus, other product launches and news, including more ESG fund terminations
- By: Noushin Ziafati
- December 15, 2025 December 16, 2025
- 11:29
The ETF year in review
More than 300 new products landed in 2025 — a new record
- By: Rudy Luukko
- December 12, 2025 December 12, 2025
- 13:24