FINRA reminded firms that order routing must seek best execution, not richest incentives, in a recent notice
TD Securities CEO Bob Dorrance plans to retire in September 2021, but will remain chairman
The coming year could prove to be the strongest for the U.S. economy in decades, say economists
The client was repaid, but the funds used to repay the client came from a mysterious source
Labour reallocation in the wake of the pandemic may take longer than expected, TD says
A private member's bill has beaten the odds, and the clock, in passing
Most investors aren't equipped to withstand the level of risk needed for outsized returns
Regulators are granting relief from certain CFR requirements to allow DSC sales until a ban takes effect
Several banks will require documented proof or declaration of vaccination
Last year, December had the second-highest monthly total for individual claims attributable to the virus
The change comes after nearly 10 years without an increase
The investment in Loop Capital allows the bank to expand its U.S. wealth management business
Many firms have new targets and strategies, but real change will take time
Precious metals action calms, while Dow Jones tops 50K
Report calls for action on data gaps, surveillance, leverage
Trade deficit remains unchanged amid shifting tariff policy, Fitch reports
Trust account used in fraud, misappropriation, Law Society finds
Policy failed to cover hedge fund investment that turned out to be a fraud
Firm allegedly touted stocks on social media, while selling its holdings
The honours will be presented Feb. 12, at the association's Embrace the Challenge event
Start with flexibility, tax efficiency, simplicity
Brokers, MGAs, software providers and TPAs set to evolve
Plus, moves at Our Family Office, Harvest ETFs, Manulife Wealth, Canada Life and more
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, National Bank changes diversified equity fund
Net monthly ETF inflows reach $22B in January: report
Plus, other firms launch new products, tweak their fund lineups