As fund firms give themselves top marks, regulators cringe
An FCA review has found fund managers' self-assessments are sadly lacking
- By: James Langton
- July 6, 2021 July 6, 2021
- 15:15
An FCA review has found fund managers' self-assessments are sadly lacking
The regulator has proposed a set of reforms to enhance the appeal of going public
With complaints on the rise, disciplinary activity slowed in fiscal 2021, IIROC reports
Canadian ETFs attracted $4.5 billion in new assets last month, with crypto funds raking in a “mere” $315 million
Users can now track the value of their crypto investments
Dundas Life offers rate comparisons and policy applications online
Despite the slowdown, TREBB has upgraded its annual forecast
The tech sector, private equity buyouts and SPACs all drove the deal-making frenzy
The federal regulator is seeking feedback on the design of a prudential regime for digital assets
Home sales were down 11.9% from the previous quarter
The agency is increasing the gross and total debt service ratios for borrowers
RBC Capital Markets was Canada's top underwriter, both in equities and debt
Jan Sampson joins firm from CI Financial
Precious metals action calms, while Dow Jones tops 50K
Report calls for action on data gaps, surveillance, leverage
Trade deficit remains unchanged amid shifting tariff policy, Fitch reports
Trust account used in fraud, misappropriation, Law Society finds
Policy failed to cover hedge fund investment that turned out to be a fraud
Firm allegedly touted stocks on social media, while selling its holdings
The honours will be presented Feb. 12, at the association's Embrace the Challenge event
Start with flexibility, tax efficiency, simplicity
Brokers, MGAs, software providers and TPAs set to evolve
Plus, moves at Our Family Office, Harvest ETFs, Manulife Wealth, Canada Life and more
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, National Bank changes diversified equity fund
Net monthly ETF inflows reach $22B in January: report
Plus, other firms launch new products, tweak their fund lineups