NSSC orders fraudsmen to pay nearly $2M
The pair was banned, and ordered to pay penalties, costs and disgorgement
- By: James Langton
- September 22, 2021 September 23, 2021
- 16:02
The pair was banned, and ordered to pay penalties, costs and disgorgement
Inflation has surged as consumer spending and disrupted supply chains have created shortages
The acquisition is expected to close in the first half of next year
New research uncovers some of the traits shared by investment scam victims
Clients' concerns range from broad social and fiscal spending to potential tax changes
The Basel Committee's approach is too strict on regulated firms, the industry says
The bank is also working on completing its new global headquarters in Toronto
The York University professor laid out his concerns at an event this week
One fund is being terminated and merged into an existing fund
Advisors will be watching for taxes targeting high earners, capital gains and wealth inequality
High vaccine rates have sharply curbed deaths, but hospitals are still strained
Virus variants and supply shortages weigh on short-term outlook
A stress test focused on banks and the risk that climate change might increase credit defaults
Precious metals action calms, while Dow Jones tops 50K
Report calls for action on data gaps, surveillance, leverage
Trade deficit remains unchanged amid shifting tariff policy, Fitch reports
Trust account used in fraud, misappropriation, Law Society finds
Policy failed to cover hedge fund investment that turned out to be a fraud
Firm allegedly touted stocks on social media, while selling its holdings
The honours will be presented Feb. 12, at the association's Embrace the Challenge event
Start with flexibility, tax efficiency, simplicity
Brokers, MGAs, software providers and TPAs set to evolve
Plus, moves at Our Family Office, Harvest ETFs, Manulife Wealth, Canada Life and more
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, National Bank changes diversified equity fund
Net monthly ETF inflows reach $22B in January: report
Plus, other firms launch new products, tweak their fund lineups