SEC total enforcement activity down slightly in 2021
The U.S. regulator reported a record year for whistleblowers
- By: James Langton
- November 19, 2021 November 19, 2021
- 14:57
The U.S. regulator reported a record year for whistleblowers
Firms that shift financing toward green players best positioned, Moody's says
A cyclical tilt makes sense but comes with risk
A PMAC panel offered outlooks for the year ahead
Brenda King will serve as chairwoman
A panel at the PMAC conference examined whether "green growth" is possible
The prolonged, profound pandemic experience may have altered consumers for good, researchers suggest
Big U.S. tech stocks continued to lure domestic investors
Deal value tops US$5 trillion for first time ever, as deal volume sets new marks as well
A CIBC report looks at labour trends and central bank policy
While growth slowed, the organization said, GDP topped pre-pandemic levels
The inflation spike is affecting consumers, the Biden administration and central banks
Regulators aim to name CEO, board by Q2 next year
Precious metals action calms, while Dow Jones tops 50K
Report calls for action on data gaps, surveillance, leverage
Trade deficit remains unchanged amid shifting tariff policy, Fitch reports
Trust account used in fraud, misappropriation, Law Society finds
Policy failed to cover hedge fund investment that turned out to be a fraud
Firm allegedly touted stocks on social media, while selling its holdings
The honours will be presented Feb. 12, at the association's Embrace the Challenge event
Start with flexibility, tax efficiency, simplicity
Brokers, MGAs, software providers and TPAs set to evolve
Plus, moves at Our Family Office, Harvest ETFs, Manulife Wealth, Canada Life and more
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, National Bank changes diversified equity fund
Net monthly ETF inflows reach $22B in January: report
Plus, other firms launch new products, tweak their fund lineups