Collaboration with clients will provide greatest financial planning value: FPSB survey
The survey also suggested demand for planning will increase over the next five years
- By: IE Staff
- October 6, 2021 October 6, 2021
- 11:40
Top Stories in News
BMO InvestorLine updates features of advice service for online investors
The discount brokerage changed the fee structure and lowered the minimum balance
- By: IE Staff
- October 6, 2021 October 6, 2021
- 11:00
Bitcoin “an option on digital gold,” Niall Ferguson says
Speaking to the CFA Society Toronto, the historian was bullish on Bitcoin, cautious on inflation and worried about China
- By: Mark Burgess
- October 6, 2021 October 6, 2021
- 10:11
From the Regulators
MFDA sanctions rep for moonlighting in real estate
Compliance review uncovered rep's secret sideline
- By: James Langton
- October 5, 2021 October 6, 2021
- 17:30
From the Regulators
Canadian shell used to dupe investors, U.S. authorities allege
SEC, DoJ allege investor misrepresentation, misappropriation
- By: James Langton
- October 5, 2021 October 5, 2021
- 17:22
From the Regulators
NASAA targets brokers that shirk arbitration awards, fines
Proposed rules aim to address unpaid compensation to harmed investors
- By: James Langton
- October 5, 2021 October 5, 2021
- 16:51
Research and Markets
Financial firms spend big to avoid costly gaffes: Greenwich
Investment in compliance is rising along with what's at stake for asset managers
- By: James Langton
- October 5, 2021 October 5, 2021
- 16:26
Food and energy boost inflation in August: OECD
Headline inflation rises, as core inflation holds steady
- By: James Langton
- October 5, 2021 October 5, 2021
- 16:08
Stock buybacks benefit retail investors, research suggests
A paper argues that buybacks add liquidity, curb volatility and reduce trading costs
- By: James Langton
- October 5, 2021 October 5, 2021
- 15:56
A national regulator? Sure, but it will take a miracle
Ontario taskforce chair sees stalemate on national regulator and passport
- By: James Langton
- October 5, 2021 October 5, 2021
- 15:00
Research and Markets
Equity managers’ performance mixed over past 12 months
Most Canadian small- and mid-cap managers outperformed their index, according to the latest SPIVA scorecard
- By: Michelle Schriver
- October 5, 2021 August 26, 2022
- 14:45
From the Regulators
Cary List, Jim Sinclair join OSC’s independent Investor Advisory Panel
The pair will replace Patti Best and Harvey Naglie on Nov. 1
- By: IE Staff
- October 5, 2021 October 5, 2021
- 14:33
Research and Markets
Fed watchdog to investigate officials’ financial trades
Democratic Sen. Elizabeth Warren also urged the Securities and Exchange Commission to investigate the investments by three Fed officials
- By: Christopher Rugaber, The Associated Press
- October 5, 2021 October 5, 2021
- 13:53
Opinion: ETF investing in 2026
After a record-breaking year for new product launches, old-fashioned strategies are still a solid choice for portfolios
- By: Amin Barakat
- December 22, 2025 December 22, 2025
- 12:48
A tariff exemption was Canada’s salvation in 2025. It’s ‘absolutely’ at risk in 2026
Officials are preparing for a review of the Canada-U.S.-Mexico trade agreement in 2026
- By: Craig Lord, The Canadian Press
- December 22, 2025 December 22, 2025
- 08:24
AI names push stock markets higher on Friday
'Hot print' from Micron Technologies boosted enthusiasm for tech stocks, says portfolio manager
- By: Daniel Johnson, The Canadian Press
- December 19, 2025 December 19, 2025
- 17:15
Dramatic increase in Fintrac fines coming, but their effectiveness is less clear
The increase is part of an effort to beef up anti-money laundering measures
- By: Ian Bickis, The Canadian Press
- December 22, 2025 December 22, 2025
- 08:12
SEC sanctions Canadian over pump-and-dumps
Accountant allegedly found assets used to lure investors to schemes
- By: James Langton
- December 19, 2025 December 19, 2025
- 15:39
Executive banned in failed real estate scheme
OSC forgoes monetary sanctions, amid bankruptcy, ongoing litigation
- By: James Langton
- December 19, 2025 December 19, 2025
- 14:56
Tech roundup: Toronto-based wealthtech expands to Montreal, NYC
Plus, a new TD partnership, and Toronto fintech becomes dark pool partner
- By: Jonathan Got
- December 22, 2025 December 22, 2025
- 08:00
Industry moves: Michelle Connolly joins Q Wealth
Plus, Raymond James gains Richardson advisor, and promotions at BMO, CI GAM, Wellington-Altus and more
- By: Alisha Hiyate
- December 19, 2025 December 19, 2025
- 16:50
ASC extends safe harbour regime to climate-related disclosures
Provincial regulator can halt trading when misinformation circulates
- By: Jonathan Got
- December 19, 2025 December 19, 2025
- 10:47
Industry moves: Richardson Wealth, CIBC Wood Gundy and CI Assante score veteran teams
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
- By: Alisha Hiyate
- October 3, 2025 November 12, 2025
- 17:39
Industry moves: John MacIntyre named chair of TD Bank
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
- By: Alisha Hiyate
- August 4, 2025 August 1, 2025
- 00:33
Industry moves: Huston Loke leaves FSRA
Plus, moves at BMO Private Wealth, Fiera Capital and CIBC GAM
- By: Alisha Hiyate
- July 18, 2025 July 18, 2025
- 17:06
Investment fund sales, assets climbed in November: SIMA
Mutual fund, ETF AUM rose for the seventh consecutive month
- By: Noushin Ziafati
- December 19, 2025 December 19, 2025
- 11:58
Product roundup: Ardian brings evergreen PE fund to Canada
Plus, other product launches and news, including more ESG fund terminations
- By: Noushin Ziafati
- December 15, 2025 December 16, 2025
- 11:29
The ETF year in review
More than 300 new products landed in 2025 — a new record
- By: Rudy Luukko
- December 12, 2025 December 12, 2025
- 13:24