Regulator sanctions firm for anti–money laundering compliance violations
The amendments give regulators access to audit work performed by foreign firms
Changes include clearer requirements for dealers to conduct investigations
Brad Radin and his team will join the firm's Toronto office
The former Alberta resident operated a Ponzi scheme through his Ontario business
The passive funds were listed on the NEO Exchange
The board's priorities include watching the many regulatory changes coming this year
The program has provided loans worth almost $50 billion to more than 898,000 companies
Canaccord, Haywood and RBC DS were the top three dealers when measured by number of IPOs
Omicron's spread has investors "bracing for pain"
Kelly will report to Onex president Bobby Le Blanc in the newly created role
Core prices jumped 5.5% year over year in the United States, the highest such increase since 1991, driven in part by mismatches between demand and…
Regulator says scheme took $2 million from investors
Precious metals action calms, while Dow Jones tops 50K
Report calls for action on data gaps, surveillance, leverage
Trade deficit remains unchanged amid shifting tariff policy, Fitch reports
Trust account used in fraud, misappropriation, Law Society finds
Policy failed to cover hedge fund investment that turned out to be a fraud
Firm allegedly touted stocks on social media, while selling its holdings
The honours will be presented Feb. 12, at the association's Embrace the Challenge event
Start with flexibility, tax efficiency, simplicity
Brokers, MGAs, software providers and TPAs set to evolve
Plus, moves at Our Family Office, Harvest ETFs, Manulife Wealth, Canada Life and more
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, National Bank changes diversified equity fund
Net monthly ETF inflows reach $22B in January: report
Plus, other firms launch new products, tweak their fund lineups