Firm violated SEC and SRO rules, including analyst disclosure requirements
Mandates include risk-managed income and social responsibility
Banks or payment firms would create accounts or digital wallets, the report said
Tech savvy to overtake branding as an industry strength
Tangerine also gets in on the action with Scotia responsible investing ETFs
The greatest increases were in smaller urban markets
Proposals aim to address issues exposed in financial crisis, scandals
According to a new RIA survey, nearly all respondents could not correctly identify three true statements out of 10 about responsible investing
Regulator adds six new commissioners, re-appoints three others
Employees who worked from home due to the pandemic in 2021 can claim up to $500 in expenses under $2/day flat rate method
The Purpose Healthcare Innovation Yield ETF is intended for clients with a medium risk tolerance
Any stimulus should be wound down before the end of March, says federal parliamentary budget officer Yves Giroux
Regulators issue ESG disclosure guidance for investment funds
The S&P/TSX composite index climbed 244.33 points to 32,000.10
After a record-breaking year for new product launches, old-fashioned strategies are still a solid choice for portfolios
Officials are preparing for a review of the Canada-U.S.-Mexico trade agreement in 2026
The increase is part of an effort to beef up anti-money laundering measures
Accountant allegedly found assets used to lure investors to schemes
OSC forgoes monetary sanctions, amid bankruptcy, ongoing litigation
Plus, a new TD partnership, and Toronto fintech becomes dark pool partner
Plus, Raymond James gains Richardson advisor, and promotions at BMO, CI GAM, Wellington-Altus and more
Provincial regulator can halt trading when misinformation circulates
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, moves at BMO Private Wealth, Fiera Capital and CIBC GAM
Mutual fund, ETF AUM rose for the seventh consecutive month
Plus, other product launches and news, including more ESG fund terminations
More than 300 new products landed in 2025 — a new record