In examining dozens of agents, Ontario’s regulator identified 334 “business practice” issues
ESMA seeks to enhance regulations in preparation for future emergencies
FCA to review conditions that led to trading breakdown
Deal activity slowed sharply from 2021's record pace, Refinitiv reports
Advisory firms spells out leading issues for proxy season
Cost, availability of critical metals for green technology affected by conflict
A mix of moves occurred this week, with Tiff Macklem and Grant Vingoe taking on new roles
With the firm's growing suite of offerings, now is an "exciting" time to assume the role, David Sykes says
Unemployment dropped to its lowest rate since the pandemic erupted
Rising energy prices put pressure on the central bank to raise rates
The size of contributions rose in 2020, alongside the number of savers
Defined-benefit plans were healthy despite investment returns being negative in the quarter
Precious metals action calms, while Dow Jones tops 50K
Report calls for action on data gaps, surveillance, leverage
Trade deficit remains unchanged amid shifting tariff policy, Fitch reports
Trust account used in fraud, misappropriation, Law Society finds
Policy failed to cover hedge fund investment that turned out to be a fraud
Firm allegedly touted stocks on social media, while selling its holdings
The honours will be presented Feb. 12, at the association's Embrace the Challenge event
Start with flexibility, tax efficiency, simplicity
Brokers, MGAs, software providers and TPAs set to evolve
Plus, moves at Our Family Office, Harvest ETFs, Manulife Wealth, Canada Life and more
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, National Bank changes diversified equity fund
Net monthly ETF inflows reach $22B in January: report
Plus, other firms launch new products, tweak their fund lineups