IIROC fines CIBC World Markets $150K for trading supervision failures
The investment dealer failed to identify and review suspicious trader activity
- By: IE Staff
- April 7, 2022 April 7, 2022
- 11:45
The investment dealer failed to identify and review suspicious trader activity
Multiple half-point interest rate hikes “could be appropriate” in 2022, say some United States Federal Reserve policymakers
Two polls from KPMG in Canada point to a growing interest among Canadians to purchase cryptocurrencies and crypto funds
Younger Canadians are financially engaged but may lack investment know-how, a BMO survey suggests
Household income rose but net saving dropped for every age group, StatsCan reports
Nominations for the Top Under 40 will be accepted until June 3, while the other award nominations are due May 13
Interim rules coming in May, with new CEO, board to be named in Q2
Advisors need to consider several aspects, such as life expectancy and whether the client will spend or invest CPP and OAS
CEO's prepared remarks at the meeting included criticism of the proposed federal bank surtax, which is expected in Thursday's budget
Admitted fraudster gets jail time, ordered to pay restitution
Active equity and bond funds generally outperformed passive funds for the year
Prices continued higher in February for G20 and OECD
Canadian ETFs concluded the first quarter of 2022 with $14 billion in flows
The S&P/TSX composite index climbed 244.33 points to 32,000.10
After a record-breaking year for new product launches, old-fashioned strategies are still a solid choice for portfolios
Officials are preparing for a review of the Canada-U.S.-Mexico trade agreement in 2026
The increase is part of an effort to beef up anti-money laundering measures
Accountant allegedly found assets used to lure investors to schemes
OSC forgoes monetary sanctions, amid bankruptcy, ongoing litigation
Plus, a new TD partnership, and Toronto fintech becomes dark pool partner
Plus, Raymond James gains Richardson advisor, and promotions at BMO, CI GAM, Wellington-Altus and more
Provincial regulator can halt trading when misinformation circulates
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, moves at BMO Private Wealth, Fiera Capital and CIBC GAM
Mutual fund, ETF AUM rose for the seventh consecutive month
Plus, other product launches and news, including more ESG fund terminations
More than 300 new products landed in 2025 — a new record