As CFRs loom, some still struggle with CRM2
BCSC compliance reviews find CRM2 failings alongside registration and marketing gaffes
- By: James Langton
- April 27, 2022 April 27, 2022
- 08:47
BCSC compliance reviews find CRM2 failings alongside registration and marketing gaffes
Advisor titles remain a concern for provincial securities authorities
Almost 400 candidates wrote the February exam
Financial markets expect the Fed to keep raising rates to a range of 2.5% to 2.75% by the end of this year
RBC says government may have to accept short-term rise in oil production
The war in Ukraine has led to the largest commodity shock since the 1970s
Inflation and the war in Ukraine may curb consumer spending this year
Testing this spring will include product comparisons, client onboarding
Margin, earnings boost to be offset by asset and credit quality deterioration, Moody's says
Private assets, systemic leverage added to performance
"Inflation is too high," Bank of Canada governor Tiff Macklem said
Officials are preparing for a review of the Canada-U.S.-Mexico trade agreement in 2026
'Hot print' from Micron Technologies boosted enthusiasm for tech stocks, says portfolio manager
Central bank sees slowdown in wage gains from collective agreements
The increase is part of an effort to beef up anti-money laundering measures
Accountant allegedly found assets used to lure investors to schemes
OSC forgoes monetary sanctions, amid bankruptcy, ongoing litigation
Plus, a new TD partnership, and Toronto fintech becomes dark pool partner
Plus, Raymond James gains Richardson advisor, and promotions at BMO, CI GAM, Wellington-Altus and more
Provincial regulator can halt trading when misinformation circulates
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, moves at BMO Private Wealth, Fiera Capital and CIBC GAM
Mutual fund, ETF AUM rose for the seventh consecutive month
Plus, other product launches and news, including more ESG fund terminations
More than 300 new products landed in 2025 — a new record