Crypto firms must promise to be good
CSA demands pre-registration undertakings from firms to protect investors
- By: James Langton
- August 15, 2022 August 15, 2022
- 11:58
CSA demands pre-registration undertakings from firms to protect investors
The Communist Party effectively acknowledged last month that it can't hit this year's official 5.5% growth target
A Horizons high-dividend utilities ETF is now trading, and Harvest and Evolve have new funds in the pipeline
Co-conspirators secretly took control of company's bonds to rig a vote that gave them millions
Bourse issues RFP seeking firms to serve as market makers
Scammers posed as legit Wall Street brokers to dupe investors
Regulators to prep industry for forthcoming conduct regime
Seasoned advisors are on the move
Total assets down 7.6% from previous quarter, but up 12.2% year over year
Participating insurance sales helped drive 32% premium increase in Canada
Only equities outrank crypto in retail portfolios, Australian research says
Precious metals action calms, while Dow Jones tops 50K
Report calls for action on data gaps, surveillance, leverage
Trade deficit remains unchanged amid shifting tariff policy, Fitch reports
Trust account used in fraud, misappropriation, Law Society finds
Policy failed to cover hedge fund investment that turned out to be a fraud
Firm allegedly touted stocks on social media, while selling its holdings
The honours will be presented Feb. 12, at the association's Embrace the Challenge event
Start with flexibility, tax efficiency, simplicity
Brokers, MGAs, software providers and TPAs set to evolve
Plus, moves at Our Family Office, Harvest ETFs, Manulife Wealth, Canada Life and more
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, National Bank changes diversified equity fund
Net monthly ETF inflows reach $22B in January: report
Plus, other firms launch new products, tweak their fund lineups