Ex-rep sanctioned after ignoring red flags
Settlement follows violations including overlooking suspicious trading activity
- By: James Langton
- October 28, 2022 October 28, 2022
- 15:32
Settlement follows violations including overlooking suspicious trading activity
The finance minister has warned not to expect more stimulus that would further fuel inflation
Quarterly survey of economists sees higher inflation, lower growth
American consumers “still have firepower,” while Fed remains under pressure to hike rates
Program expenses dropped to $190B from $154.5B in first five months of 21-22
Economy will ‘stall’ in months ahead: CIBC economist
Award celebrates talented young professionals in the investment industry
Certain fees were not disclosed to borrowers for almost 20 years, regulator alleged
SRO gets green light to help finance initial merger costs
More directors are female, but few lead boards — and fewer still are CEOs
Plaintiffs in proposed class action must show that active funds tracked index
Investing in the commodity is a "generational opportunity," even amid ESG trends, the manager said
Precious metals action calms, while Dow Jones tops 50K
Report calls for action on data gaps, surveillance, leverage
Trade deficit remains unchanged amid shifting tariff policy, Fitch reports
Trust account used in fraud, misappropriation, Law Society finds
Policy failed to cover hedge fund investment that turned out to be a fraud
Firm allegedly touted stocks on social media, while selling its holdings
The honours will be presented Feb. 12, at the association's Embrace the Challenge event
Start with flexibility, tax efficiency, simplicity
Brokers, MGAs, software providers and TPAs set to evolve
Plus, moves at Our Family Office, Harvest ETFs, Manulife Wealth, Canada Life and more
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, National Bank changes diversified equity fund
Net monthly ETF inflows reach $22B in January: report
Plus, other firms launch new products, tweak their fund lineups