Industry moves this week
A variety of announcements were made
- By: Katie Keir
- December 15, 2022 December 15, 2022
- 09:34
A variety of announcements were made
The regulator proposed reforms to enhance competition and boost investor protection
The Bank of England and Swiss National Bank also dialed back their increases
The quasi-criminal case is the regulator's first court proceeding involving a publicly traded cannabis company
FCA reports rise in loan fee frauds, amid growing financial stress
Criminals increasingly target small, mid-sized firms, SRO reports
Key rate range could top 5% in 2023
SEC, DoJ charge eight over social media driven pump-and-dumps
Fewer than one-third of advisors surveyed had a defined marketing strategy
Policymakers call for enhanced liquidity management measures
At 10.7%, British inflation higher than 7.1% in U.S.
The bank settled with U.S. and Danish authorities over breaches
Regulators face expanding obligations on ESG issues
Precious metals action calms, while Dow Jones tops 50K
Report calls for action on data gaps, surveillance, leverage
Trade deficit remains unchanged amid shifting tariff policy, Fitch reports
Trust account used in fraud, misappropriation, Law Society finds
Policy failed to cover hedge fund investment that turned out to be a fraud
Firm allegedly touted stocks on social media, while selling its holdings
Plus, GreenShield buys Kii Health's Canadian mental health services segment
The honours will be presented Feb. 12, at the association's Embrace the Challenge event
Start with flexibility, tax efficiency, simplicity
Plus, moves at Our Family Office, Harvest ETFs, Manulife Wealth, Canada Life and more
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, National Bank changes diversified equity fund
Net monthly ETF inflows reach $22B in January: report
Plus, other firms launch new products, tweak their fund lineups