New SRO gets formal approval from CSA
Provincial regulators finalized recognition orders and interim rules
- By: James Langton
- November 24, 2022 November 24, 2022
- 14:13
Top Stories in News
Manulife cutting about 50 jobs as part of changes at its real estate operations
The company is moving away from property operations to refocus its business as an investment manager
- By: The Canadian Press
- November 24, 2022 November 24, 2022
- 13:59
Research and Markets
Statistics Canada says job vacancies rose 3.8% in September
The increase was largely attributable to seasonal variations, as job vacancies typically peak in September
- By: The Canadian Press
- November 24, 2022 November 24, 2022
- 11:55
Advisor business support growing across Canada’s wealth firms
There's higher demand for advisor coaching and consulting that can't be ignored
- By: Katie Keir
- November 24, 2022 November 24, 2022
- 09:00
From the Regulators
Citi’s living will needs work: Banking regulators
Bank promises action to address weakness flagged by Fed, FDIC
- By: James Langton
- November 23, 2022 November 23, 2022
- 16:14
Due diligence is key with alternative investments
This year has brought new opportunities but also fresh scrutiny
- By: Mark Burgess
- November 23, 2022 November 23, 2022
- 15:39
No crypto in retirement accounts: NY AG
Recent failures, volatility, make crypto unsuitable for long-term savings, says New York state attorney general Letitia James
- By: James Langton
- November 23, 2022 November 23, 2022
- 15:29
From the Regulators
FCA consults on LIBOR wind down
Proposal would see final U.S. dollar setting terminated in Sept. 2024
- By: James Langton
- November 23, 2022 November 23, 2022
- 14:55
Some Big Six banks pulling ahead of others on climate policy: report
TD released total financed emissions, all six lag in setting oil and gas financed-emissions targets: Investors for Paris Compliance
- By: Ian Bickis, The Canadian Press
- November 23, 2022 November 23, 2022
- 14:40
Industry News
Fed at last meeting saw few signs that inflation was easing
Some U.S. central bank officials encouraged by falling commodity prices, unclogging supply chain
- By: Paul Wiseman, The Associated Press
- November 23, 2022 November 23, 2022
- 14:27
From the Regulators
OSC adopts new fee model
New $13.5-million fee for OTC derivatives market players to launch April 2023
- By: James Langton
- November 23, 2022 November 23, 2022
- 14:12
Research and Markets
Asking clients the right questions to build relationships
Advisors' questions can influence how much clients share and how comfortable they are
- By: Katie Keir
- November 23, 2022 November 23, 2022
- 14:08
Stock markets rise with the latest U.S. economic data ‘sending the right signals’
The S&P/TSX composite index rose 58.63 points to 32,058.73
- By: Daniel Johnson, The Canadian Press
- December 23, 2025 December 23, 2025
- 17:07
Bank of Canada governing council says trade uncertainty clouding outlook
The central bank issued a summary of its overnight-rate deliberations earlier this month
- By: Lauren Krugel, The Canadian Press
- December 23, 2025 December 23, 2025
- 14:00
Consumer confidence in U.S. slides in December to lowest level since tariffs rolled out in April
Americans’ assessments of their current economic situation tumbled: survey
- By: Matt Ott, The Associated Press
- December 23, 2025 December 23, 2025
- 10:56
SEC charges seven groups in alleged crypto confidence scam
Retail investors targeted by so-called investment groups on social media
- By: Alisha Hiyate
- December 24, 2025 December 24, 2025
- 08:45
Dramatic increase in Fintrac fines coming, but their effectiveness is less clear
The increase is part of an effort to beef up anti-money laundering measures
- By: Ian Bickis, The Canadian Press
- December 22, 2025 December 22, 2025
- 08:12
SEC sanctions Canadian over pump-and-dumps
Accountant allegedly found assets used to lure investors to schemes
- By: James Langton
- December 19, 2025 December 19, 2025
- 15:39
CPP Investments acquires minor stake in lubricants company Castrol
The pension fund is investing up to US$1.05 billion
- By: The Canadian Press
- December 24, 2025 December 24, 2025
- 10:07
Industry moves: Two new adjudicators join Capital Markets Tribunal
Plus, promotions at Harvest and Ontario Teachers' Pension Plan Board
- By: Alisha Hiyate
- December 24, 2025 December 24, 2025
- 08:38
Impersonation scams threaten advisors and their clients
High-profile firms and their clients were targeted in 2025
- By: IE Staff
- December 24, 2025 December 24, 2025
- 01:34
Industry moves: Richardson Wealth, CIBC Wood Gundy and CI Assante score veteran teams
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
- By: Alisha Hiyate
- October 3, 2025 November 12, 2025
- 17:39
Industry moves: John MacIntyre named chair of TD Bank
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
- By: Alisha Hiyate
- August 4, 2025 August 1, 2025
- 00:33
Industry moves: Huston Loke leaves FSRA
Plus, moves at BMO Private Wealth, Fiera Capital and CIBC GAM
- By: Alisha Hiyate
- July 18, 2025 July 18, 2025
- 17:06
Investment fund sales, assets climbed in November: SIMA
Mutual fund, ETF AUM rose for the seventh consecutive month
- By: Noushin Ziafati
- December 19, 2025 December 19, 2025
- 11:58
Product roundup: Ardian brings evergreen PE fund to Canada
Plus, other product launches and news, including more ESG fund terminations
- By: Noushin Ziafati
- December 15, 2025 December 16, 2025
- 11:29
The ETF year in review
More than 300 new products landed in 2025 — a new record
- By: Rudy Luukko
- December 12, 2025 December 12, 2025
- 13:24