SEC expands FINRA’s jurisdiction
New rule sharply narrows prop traders' SRO exemption
- By: James Langton
- August 23, 2023 August 23, 2023
- 15:02
Top Stories in News
BRICS leaders locked in discussions over expansion of their economic bloc
All five leaders are said to back the principle of letting in new members, but decision still uncertain
- By: The Associated Press
- August 23, 2023 August 24, 2023
- 14:31
With U.S. economy still humming, are we facing higher-for-longer interest rates?
As central bankers gather at Jackson Hole conference this week, speeches will be scrutinized for hints
- By: Christopher Rugaber, The Associated Press
- August 23, 2023 August 23, 2023
- 14:03
Retail sales edge up 0.1% in June: StatsCan
Consumer spending “continued to sputter” as economic growth weakened
- By: The Canadian Press
- August 23, 2023 August 23, 2023
- 13:13
NFT insider trader catches jail term
Former OpenSea product manager sanctioned for scheme
- By: James Langton
- August 23, 2023 August 23, 2023
- 12:36
U.S. reaches deal on broker’s shady trading
Nomura Securities agrees to trading misconduct penalties in non-prosecution agreement
- By: James Langton
- August 23, 2023 August 23, 2023
- 12:20
IOSCO, CPMI report examines central counterparty risks
Policymakers seek to ensure CCP readiness to handle loss events
- By: James Langton
- August 23, 2023 August 23, 2023
- 12:09
Big Six branches continue to bar sales of non-proprietary product
As OSC review gathers dust, regulators continue to question the ethics of proprietary-only product shelves
- By: Katie Keir
- August 23, 2023 August 23, 2023
- 12:00
Cryptoassets exacerbate emerging market risks: report
Research finds crypto has failed to live up to its promise for developing economies
- By: James Langton
- August 22, 2023 August 22, 2023
- 16:54
Ontario seeks to expand OSC sanctions spending
Proposal would allow enforcement money to be used for IT projects and new innovation office
- By: James Langton
- August 22, 2023 August 22, 2023
- 16:19
Report says detached home prices in Toronto, Vancouver and Fraser Valley down
A drop in prices in the first quarter triggered a surge in home-buying activity in the second
- By: The Canadian Press
- August 22, 2023 August 22, 2023
- 14:34
U.S. home sales slumped in July as rising mortgage rates and prices discouraged buyers
The shortage of homes for sale has kept the market competitive
- By: Alex Veiga, The Associated Press
- August 22, 2023 August 22, 2023
- 14:29
Canada, U.S. stock markets rebound on Friday
Precious metals action calms, while Dow Jones tops 50K
- By: Daniel Johnson, The Canadian Press
- February 6, 2026 February 6, 2026
- 17:05
FSB flags repo market’s risk to global system
Report calls for action on data gaps, surveillance, leverage
- By: James Langton
- February 6, 2026 February 6, 2026
- 15:49
U.S. effective tariff rate down on trade deals
Trade deficit remains unchanged amid shifting tariff policy, Fitch reports
- By: James Langton
- February 6, 2026 February 6, 2026
- 14:27
Lawyer sanctioned in fake GIC scheme
Trust account used in fraud, misappropriation, Law Society finds
- By: James Langton
- February 6, 2026 February 6, 2026
- 14:47
High court declines to hear Ponzi insurance case
Policy failed to cover hedge fund investment that turned out to be a fraud
- By: James Langton
- February 6, 2026 February 6, 2026
- 12:49
Pair ran massive market manipulation scheme: SEC
Firm allegedly touted stocks on social media, while selling its holdings
- February 5, 2026 February 5, 2026
- 15:24
CFA Society Toronto announces undergrad awards
The honours will be presented Feb. 12, at the association's Embrace the Challenge event
- By: IE Staff
- February 6, 2026 February 6, 2026
- 15:43
Strategizing for clients with multiple retirement accounts
Start with flexibility, tax efficiency, simplicity
- By: Jonathan Got
- February 6, 2026 February 6, 2026
- 09:22
AI shaping performance in four insurance subsectors: report
Brokers, MGAs, software providers and TPAs set to evolve
- By: Jonathan Got
- February 6, 2026 February 5, 2026
- 08:00
Industry moves: François Trahan joins BMO as chief investment strategist
Plus, moves at Our Family Office, Harvest ETFs, Manulife Wealth, Canada Life and more
- By: Alisha Hiyate
- January 12, 2026 January 9, 2026
- 04:00
Industry moves: Richardson Wealth, CIBC Wood Gundy and CI Assante score veteran teams
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
- By: Alisha Hiyate
- October 3, 2025 November 12, 2025
- 17:39
Industry moves: John MacIntyre named chair of TD Bank
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
- By: Alisha Hiyate
- August 4, 2025 August 1, 2025
- 00:33
Product roundup: Interactive Brokers launches RRIF
Plus, National Bank changes diversified equity fund
- By: Jonathan Got
- February 6, 2026 February 6, 2026
- 13:35
New year, new records: Canada’s ETF industry starts 2026 off with a bang
Net monthly ETF inflows reach $22B in January: report
- By: Noushin Ziafati
- February 5, 2026 February 5, 2026
- 11:57
Product roundup: Picton Investments to debut private equity fund
Plus, other firms launch new products, tweak their fund lineups
- By: Noushin Ziafati
- February 2, 2026 February 3, 2026
- 16:00