MX sanctions weak trading oversight
Wedbush Securities fined for compliance failings
- By: James Langton
- September 8, 2023 September 8, 2023
- 13:20
Wedbush Securities fined for compliance failings
Overall economic trends point to a slowdown
Artificial intelligence is playing a big role in identifying wealthy tax dodgers
More wealth firms have entered the U.S.-Canada cross-border space in recent years. But are they ready?
Canada's main stock index moved lower Thursday on broad-based weakness
U.K. regulator gives compliance extension to some firms, threatens others with enforcement
FSB and IMF call for comprehensive regulation of crypto sector
The central bank cut its reference rate from 6.75% to 6%
In a speech on Thursday, BoC governor said reining in inflation is the best way the central bank can support the economy
Alleged misconduct included untrustworthiness, fraud and deception
Regulators allege the scheme took over US$300 million from investors
Exec is the fourth high-ranking official at the company or its affiliates to plead guilty to criminal charges
Softer jobs market, new listings, restrictive mortgage market all work against housing
Precious metals action calms, while Dow Jones tops 50K
Report calls for action on data gaps, surveillance, leverage
Trade deficit remains unchanged amid shifting tariff policy, Fitch reports
Trust account used in fraud, misappropriation, Law Society finds
Policy failed to cover hedge fund investment that turned out to be a fraud
Firm allegedly touted stocks on social media, while selling its holdings
Plus, GreenShield buys Kii Health's Canadian mental health services segment
The honours will be presented Feb. 12, at the association's Embrace the Challenge event
Start with flexibility, tax efficiency, simplicity
Plus, moves at Our Family Office, Harvest ETFs, Manulife Wealth, Canada Life and more
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, National Bank changes diversified equity fund
Net monthly ETF inflows reach $22B in January: report
Plus, other firms launch new products, tweak their fund lineups