SEC, CFTC hit delete on firms’ WhatsApp, texting
Another 10 firms sanctioned for extensive recordkeeping violations
- By: James Langton
- September 29, 2023 September 29, 2023
- 12:01
Top Stories in News
Higher gas prices lift inflation gauge but underlying price pressures remain mild
Latest report raises speculation that the Fed will leave interest rates unchanged at its next meeting
- By: Christopher Rugaber, The Associated Press
- September 29, 2023 September 29, 2023
- 11:44
Statistics Canada reports real GDP essentially unchanged in July
Services-producing industries gained 0.1% in the month, goods-producing industries contracted 0.3%
- By: The Canadian Press
- September 29, 2023 September 29, 2023
- 11:27
Industry News
BMO Private Wealth makes layoffs, changes leadership structure
Brokerage reduces regions to four from six, eliminating nine positions
- By: Melissa Shin
- September 29, 2023 September 29, 2023
- 10:35
WFE proposes crypto regulation principles
Trade group calls for crypto trading to face similar standards as traditional markets
- By: James Langton
- September 28, 2023 September 28, 2023
- 16:54
Industry News
What would a U.S. government shutdown mean?
Impacts to Social Security, travel, student loans and more explained
- By: Wyatte Grantham-philips, The Associated Press
- September 28, 2023 September 28, 2023
- 16:05
From the Regulators
Trading of shares of heavily indebted property developer China Evergrande suspended in Hong Kong
The firm said chairman Hui Ka Yan was subjected to ``mandatory measures in accordance with the law due to suspicion of illegal crimes"
- By: The Associated Press
- September 28, 2023 September 28, 2023
- 15:39
Industry moves this week
RBC Investor Services has a new CEO, and changes arise from iA Financial Group's capital markets restructuring
- By: Katie Keir
- September 28, 2023 September 29, 2023
- 15:36
Canadian economy to get back on its feet next year: Deloitte Canada
Recovery will pick up steam in the second half of 2024, the company forecast
- By: Ritika Dubey, The Canadian Press
- September 28, 2023 September 28, 2023
- 14:54
U.S. economy grew at 2.1% rate last quarter
Surprising resilience continues amid tighter monetary policy
- By: Christopher Rugaber, The Associated Press, Paul Wiseman, The Associated Press
- September 28, 2023 September 28, 2023
- 14:29
From the Regulators
Wall Street analyst charged in insider trading probe
SEC, SDNY file securities fraud and conspiracy charges
- By: James Langton
- September 28, 2023 September 28, 2023
- 14:09
CSA finalizes derivatives conduct rules
Canada remained the last G20 country without conduct standards for OTC derivatives markets
- By: James Langton
- September 28, 2023 September 28, 2023
- 13:50
Labour slack grows, but wage inflation persists
Payroll employment flat, vacancies rise, StatsCan reports
- By: James Langton
- September 28, 2023 September 28, 2023
- 13:34
Canada, U.S. stock markets rebound on Friday
Precious metals action calms, while Dow Jones tops 50K
- By: Daniel Johnson, The Canadian Press
- February 6, 2026 February 6, 2026
- 17:05
FSB flags repo market’s risk to global system
Report calls for action on data gaps, surveillance, leverage
- By: James Langton
- February 6, 2026 February 6, 2026
- 15:49
U.S. effective tariff rate down on trade deals
Trade deficit remains unchanged amid shifting tariff policy, Fitch reports
- By: James Langton
- February 6, 2026 February 6, 2026
- 14:27
Lawyer sanctioned in fake GIC scheme
Trust account used in fraud, misappropriation, Law Society finds
- By: James Langton
- February 6, 2026 February 6, 2026
- 14:47
High court declines to hear Ponzi insurance case
Policy failed to cover hedge fund investment that turned out to be a fraud
- By: James Langton
- February 6, 2026 February 6, 2026
- 12:49
Pair ran massive market manipulation scheme: SEC
Firm allegedly touted stocks on social media, while selling its holdings
- February 5, 2026 February 5, 2026
- 15:24
CFA Society Toronto announces undergrad awards
The honours will be presented Feb. 12, at the association's Embrace the Challenge event
- By: IE Staff
- February 6, 2026 February 6, 2026
- 15:43
Strategizing for clients with multiple retirement accounts
Start with flexibility, tax efficiency, simplicity
- By: Jonathan Got
- February 6, 2026 February 6, 2026
- 09:22
AI shaping performance in four insurance subsectors: report
Brokers, MGAs, software providers and TPAs set to evolve
- By: Jonathan Got
- February 6, 2026 February 5, 2026
- 08:00
Industry moves: François Trahan joins BMO as chief investment strategist
Plus, moves at Our Family Office, Harvest ETFs, Manulife Wealth, Canada Life and more
- By: Alisha Hiyate
- January 12, 2026 January 9, 2026
- 04:00
Industry moves: Richardson Wealth, CIBC Wood Gundy and CI Assante score veteran teams
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
- By: Alisha Hiyate
- October 3, 2025 November 12, 2025
- 17:39
Industry moves: John MacIntyre named chair of TD Bank
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
- By: Alisha Hiyate
- August 4, 2025 August 1, 2025
- 00:33
Product roundup: Interactive Brokers launches RRIF
Plus, National Bank changes diversified equity fund
- By: Jonathan Got
- February 6, 2026 February 6, 2026
- 13:35
New year, new records: Canada’s ETF industry starts 2026 off with a bang
Net monthly ETF inflows reach $22B in January: report
- By: Noushin Ziafati
- February 5, 2026 February 5, 2026
- 11:57
Product roundup: Picton Investments to debut private equity fund
Plus, other firms launch new products, tweak their fund lineups
- By: Noushin Ziafati
- February 2, 2026 February 3, 2026
- 16:00