CIRO sympathetic to industry challenges with new conflict disclosures
Kriegler acknowledges additional burden to advisors resulting from regulatory changes
- By: Melissa Shin
- November 6, 2023 November 6, 2023
- 12:28
Top Stories in News
From the Regulators
CIRO settles with dealer over capital shortfalls
Firm sanctioned over capital issues, internal controls and record-keeping
- By: James Langton
- November 6, 2023 November 7, 2023
- 12:07
Projections of OAS cost ratio indicate stability: report
However, emerging trends weigh on projected costs
- By: IE Staff
- November 6, 2023 November 6, 2023
- 12:04
Real income growth slowed in Q2: OECD
Canada leads G7 after rebounding from early weakness
- By: James Langton
- November 6, 2023 November 6, 2023
- 11:59
CFA Institute introduces certificate for climate investing
The organization’s five courses aim to address a skills gap
- By: IE Staff
- November 6, 2023 November 6, 2023
- 11:56
U.K. proposes stablecoin regulations
FCA, BoE seek regime that allows innovation, ensures protections
- By: James Langton
- November 6, 2023 November 6, 2023
- 11:54
DBRS places Laurentian’s credit ratings under review
The rating agency's concerns stem from recent adverse events at the bank
- By: IE Staff
- November 3, 2023 November 3, 2023
- 16:19
Ontario launching infrastructure bank with $3B in public funding
Proposal was part of the province's fall economic statement on Thursday
- By: Allison Jones, The Canadian Press, Liam Casey, The Canadian Press
- November 3, 2023 November 3, 2023
- 15:19
Canadian business insolvencies surge almost 42% from last year
Withdrawal of Covid-19 support, higher interest rates and softening consumer spending are challenges
- By: The Canadian Press
- November 3, 2023 November 3, 2023
- 14:56
Industry News
Alberta would need to negotiate international agreements if it quits CPP: Freeland
Remarks follow virtual meeting with provincial finance ministers
- By: Nojoud Al Mallees, Canadian Press, Stephanie Taylor, Canadian Press
- November 3, 2023 November 3, 2023
- 14:43
Investors betting on peak rates buy up bond ETFs: report
As yields surged last month, investors moved into longer-duration bond funds, National Bank says
- By: Mark Burgess
- November 3, 2023 November 3, 2023
- 14:26
Industry moves this week
Multiple industry veterans made changes, plus Richardson Wealth's John Horwood retired
- By: Katie Keir
- November 3, 2023 November 3, 2023
- 13:44
From the Regulators
Former rep fined, banned for taking loans from clients
Panel defers penalties while ex-rep repays clients
- By: James Langton
- November 3, 2023 November 3, 2023
- 11:58
S&P/TSX composite index up more than 200 points, U.S. markets drift amid retail data
Disappointing U.S. retail sales raise bets for more rate cuts
- By: Daniel Johnson, The Canadian Press
- February 10, 2026 February 10, 2026
- 17:21
CMHC outlook sees home sales picking up slightly in 2026
Housing starts forecast to drop to 247,000 this year as costs, inventories rise
- By: The Canadian Press
- February 10, 2026 February 10, 2026
- 13:20
U.S. retail sales unchanged in December from November
Economists had expected a 0.4% increase
- By: Anne D’innocenzio, The Associated Press
- February 10, 2026 February 10, 2026
- 09:24
Claim against Bridging fund to be heard in mid-June
Alleged $213-million loan guarantee remains subject of dispute
- By: James Langton
- February 10, 2026 February 10, 2026
- 17:03
FCA alleges crypto platform breached new rules
U.K. agency brings first proceeding alleging illegal promotional activity
- By: James Langton
- February 10, 2026 February 10, 2026
- 15:22
FINTRAC sanctions real estate broker
Agency found firm failed to report suspicious transaction
- By: James Langton
- February 10, 2026 February 10, 2026
- 15:08
GST/HST on trailing commissions to be enforced July 1: CRA notice
Date not reasonable for industry implementation, tax practitioner says
- By: Michelle Schriver
- February 10, 2026 February 10, 2026
- 16:54
Advocates urge Ottawa to extend tax incentive for employee ownership
$10M capital gains exemption for sellers set to expire at end of this year
- By: Craig Lord, The Canadian Press
- February 10, 2026 February 10, 2026
- 10:49
February is more than just for RRSPs
Aging client base, different registered accounts are changing how advisors see RRSP season
- By: Jonathan Got
- February 10, 2026 February 10, 2026
- 08:00
Industry moves: François Trahan joins BMO as chief investment strategist
Plus, moves at Our Family Office, Harvest ETFs, Manulife Wealth, Canada Life and more
- By: Alisha Hiyate
- January 12, 2026 January 9, 2026
- 04:00
Industry moves: Richardson Wealth, CIBC Wood Gundy and CI Assante score veteran teams
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
- By: Alisha Hiyate
- October 3, 2025 November 12, 2025
- 17:39
Industry moves: John MacIntyre named chair of TD Bank
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
- By: Alisha Hiyate
- August 4, 2025 August 1, 2025
- 00:33
Younger Canadians lead in ETF adoption: study
Fees, ease of access are key considerations for investors when selecting an ETF
- By: Noushin Ziafati
- February 10, 2026 February 10, 2026
- 12:17
Product roundup: Interactive Brokers launches RRIF
Plus, National Bank changes diversified equity fund
- By: Jonathan Got
- February 6, 2026 February 6, 2026
- 13:35
New year, new records: Canada’s ETF industry starts 2026 off with a bang
Net monthly ETF inflows reach $22B in January: report
- By: Noushin Ziafati
- February 5, 2026 February 5, 2026
- 11:57