U.K. regulators to intensify oversight of outsourcing
Consultation seeks to set rules for financial industry cloud providers
- By: James Langton
- December 7, 2023 December 7, 2023
- 14:17
Consultation seeks to set rules for financial industry cloud providers
Find ways to excel at the basics, panellists suggested at a CFA Society Toronto event
U.S. authorities allege investors hit with over US$88 million in undisclosed fees
CSA publishes systemic risk survey summary
Bank cuts 2% of staff, will revamp its strategic plan
A majority of respondents didn't know the features and benefits of the account
The fine is the second announced this week, after RBC was also penalized
Deferred annuities were first introduced in 2019 federal budget
Home sales in the region totalled 2,664, down from 2,700 in November 2022
Firms to pay US$2.6 million, including US$1 million in client restitution
The 0.8% drop is the sixth straight quarterly labour productivity decline, StatsCan reports
Precious metals action calms, while Dow Jones tops 50K
Report calls for action on data gaps, surveillance, leverage
Trade deficit remains unchanged amid shifting tariff policy, Fitch reports
Trust account used in fraud, misappropriation, Law Society finds
Policy failed to cover hedge fund investment that turned out to be a fraud
Firm allegedly touted stocks on social media, while selling its holdings
The honours will be presented Feb. 12, at the association's Embrace the Challenge event
Start with flexibility, tax efficiency, simplicity
Brokers, MGAs, software providers and TPAs set to evolve
Plus, moves at Our Family Office, Harvest ETFs, Manulife Wealth, Canada Life and more
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, National Bank changes diversified equity fund
Net monthly ETF inflows reach $22B in January: report
Plus, other firms launch new products, tweak their fund lineups