Trio traded on inside information about pending mergers and acquisitions
Firm and executive settled charges with SEC, SDNY
Plus, Ontario Teachers' makes executive appointments
Self-regulatory organization proposes new settlement obligation and expanded guidance
Licensee was contracted with one of three MGAs reviewed for tiered recruitment model
Fidelity is reducing the management fee for its Canadian bitcoin ETF
Guards against "fat finger" error to face regs’ scrutiny
Move aims to reduce the burden of printing and mailing disclosures to investors
Energy and housing prices fuelled the increase
The SEC said it is finishing the approval of 10 exchange-traded funds for bitcoin
Research finds disparities arise from differences in labour distribution as well as participation
Disappointing U.S. retail sales raise bets for more rate cuts
Housing starts forecast to drop to 247,000 this year as costs, inventories rise
Economists had expected a 0.4% increase
Alleged $213-million loan guarantee remains subject of dispute
U.K. agency brings first proceeding alleging illegal promotional activity
Agency found firm failed to report suspicious transaction
Date not reasonable for industry implementation, tax practitioner says
$10M capital gains exemption for sellers set to expire at end of this year
Aging client base, different registered accounts are changing how advisors see RRSP season
Plus, moves at Our Family Office, Harvest ETFs, Manulife Wealth, Canada Life and more
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Fees, ease of access are key considerations for investors when selecting an ETF
Plus, National Bank changes diversified equity fund
Net monthly ETF inflows reach $22B in January: report