OSC’s Kehoe will exit at the end of February
Leslie Byberg will oversee enforcement as the regulator looks for a new director
- By: Katie Keir
- January 23, 2024 January 23, 2024
- 15:32
Leslie Byberg will oversee enforcement as the regulator looks for a new director
Compliance review finds potential violations in 70% of firms' messages
Survey finds institutional investors plan to grow private equity, debt holdings
The new requirements could surprise small businesses that aren't used to making these types of disclosures
Objectway sees the Toronto-based fintech firm as an "ideal fit" as it looks to expand
Policymakers to implement consolidated tapes, ban payments for order flow
Lagging effect of higher rates likely to bite this year, report says
Almost $300 million in disputed claims must be resolved before distributions can start
The bank will also publish its quarterly monetary policy report on Wednesday, with new forecasts for the economy and inflation
A late payment will thwart the income-splitting opportunity associated with the strategy
Commodities advisor hit with first charge of illegally allocating crypto trades
Firm fled in face of regulatory attention, prompting investor losses, U.S. alleges
Precious metals action calms, while Dow Jones tops 50K
Report calls for action on data gaps, surveillance, leverage
Trade deficit remains unchanged amid shifting tariff policy, Fitch reports
Trust account used in fraud, misappropriation, Law Society finds
Policy failed to cover hedge fund investment that turned out to be a fraud
Firm allegedly touted stocks on social media, while selling its holdings
The honours will be presented Feb. 12, at the association's Embrace the Challenge event
Start with flexibility, tax efficiency, simplicity
Brokers, MGAs, software providers and TPAs set to evolve
Plus, moves at Our Family Office, Harvest ETFs, Manulife Wealth, Canada Life and more
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, National Bank changes diversified equity fund
Net monthly ETF inflows reach $22B in January: report
Plus, other firms launch new products, tweak their fund lineups