New SEC dealer rule sparks concern
Fund industry critics worry about rules' impact on liquidity, costs
- By: James Langton
- February 7, 2024 February 7, 2024
- 17:10
Top Stories in News
FSRA tightens LLQP exam-taking process
Regulator adopts tougher penalties for cheating, restrictions on rewriting
- By: James Langton
- February 7, 2024 February 8, 2024
- 15:33
Headline inflation ticks up: OECD
Core inflation remained persistent, even as energy inflation stayed negative
- By: James Langton
- February 7, 2024 February 7, 2024
- 14:46
FINRA revises arbitration rules
Changes come in the wake of independent review of SRO's arbitration program
- By: James Langton
- February 7, 2024 February 7, 2024
- 14:37
Crypto firm settles with SEC, state regulators
Interest-earning program violated state, federal securities laws, regulators alleged
- By: James Langton
- February 7, 2024 February 7, 2024
- 14:24
Rate cut timing ‘difficult to foresee’: BoC deliberations
Central bank acknowledges rate-hiking cycle is likely over, but hasn't ruled out raising rates further amid inflation pressures
- By: The Canadian Press
- February 7, 2024 February 7, 2024
- 13:47
China replaces top securities regulator in effort to end a market slump
Former chairman of the Shanghai Stock Exchange to take reins as chairman and Communist Party chief of the China Securities Regulatory Commission
- By: The Associated Press
- February 7, 2024 February 7, 2024
- 11:36
NY Community Bancorp tries to reassure investors, but stock falls again
Shares fell another 11% Wednesday after the bank's credit rating got downgraded to “junk”
- By: Ken Sweet
- February 7, 2024 February 7, 2024
- 11:25
StatsCan reports $312M trade deficit for December
Total exports fell 1.9% in December to $64.1 billion, led by reduced shipments of motor vehicles and parts
- By: The Canadian Press
- February 7, 2024 February 7, 2024
- 11:15
Housing shortages, affordability issues entrenched: reports
Desjardins and CIBC examine both near- and long-term challenges
- By: James Langton
- February 6, 2024 February 6, 2024
- 16:16
Big Six banks missing the mark on hiring people with disabilities
Government data shows financial sector is also falling short on gender and Indigenous pay gaps
- By: Jonathan Got
- February 6, 2024 February 6, 2024
- 16:07
From the Regulators
Former PI exec fined, banned in Ng fraud
Firm's executive aided Ng's scheme to raise funds with falsified collateral
- By: James Langton
- February 6, 2024 February 6, 2024
- 15:59
Don’t look to the BoC to solve Canada’s housing and economic woes, Macklem says
The central bank says shelter costs are now the primary driver of above-target inflation
- By: Nojoud Al Mallees, Canadian Press
- February 6, 2024 February 6, 2024
- 15:43
Betting on infrastructure with ETFs
Renewable energy, greater electrification and technological innovation are driving interest in infrastructure investments
- By: Rudy Luukko
- February 11, 2026 February 10, 2026
- 01:31
S&P/TSX composite index up more than 200 points, U.S. markets drift amid retail data
Disappointing U.S. retail sales raise bets for more rate cuts
- By: Daniel Johnson, The Canadian Press
- February 10, 2026 February 10, 2026
- 17:21
CMHC outlook sees home sales picking up slightly in 2026
Housing starts forecast to drop to 247,000 this year as costs, inventories rise
- By: The Canadian Press
- February 10, 2026 February 10, 2026
- 13:20
Claim against Bridging fund to be heard in mid-June
Alleged $213-million loan guarantee remains subject of dispute
- By: James Langton
- February 10, 2026 February 10, 2026
- 17:03
FCA alleges crypto platform breached new rules
U.K. agency brings first proceeding alleging illegal promotional activity
- By: James Langton
- February 10, 2026 February 10, 2026
- 15:22
FINTRAC sanctions real estate broker
Agency found firm failed to report suspicious transaction
- By: James Langton
- February 10, 2026 February 10, 2026
- 15:08
GST/HST on trailing commissions to be enforced July 1: CRA notice
Date not reasonable for industry implementation, tax practitioner says
- By: Michelle Schriver
- February 10, 2026 February 10, 2026
- 16:54
Advocates urge Ottawa to extend tax incentive for employee ownership
$10M capital gains exemption for sellers set to expire at end of this year
- By: Craig Lord, The Canadian Press
- February 10, 2026 February 10, 2026
- 10:49
February is more than just for RRSPs
Aging client base, different registered accounts are changing how advisors see RRSP season
- By: Jonathan Got
- February 10, 2026 February 10, 2026
- 08:00
Industry moves: François Trahan joins BMO as chief investment strategist
Plus, moves at Our Family Office, Harvest ETFs, Manulife Wealth, Canada Life and more
- By: Alisha Hiyate
- January 12, 2026 January 9, 2026
- 04:00
Industry moves: Richardson Wealth, CIBC Wood Gundy and CI Assante score veteran teams
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
- By: Alisha Hiyate
- October 3, 2025 November 12, 2025
- 17:39
Industry moves: John MacIntyre named chair of TD Bank
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
- By: Alisha Hiyate
- August 4, 2025 August 1, 2025
- 00:33
Younger Canadians lead in ETF adoption: study
Fees, ease of access are key considerations for investors when selecting an ETF
- By: Noushin Ziafati
- February 10, 2026 February 10, 2026
- 12:17
Product roundup: Interactive Brokers launches RRIF
Plus, National Bank changes diversified equity fund
- By: Jonathan Got
- February 6, 2026 February 6, 2026
- 13:35
New year, new records: Canada’s ETF industry starts 2026 off with a bang
Net monthly ETF inflows reach $22B in January: report
- By: Noushin Ziafati
- February 5, 2026 February 5, 2026
- 11:57