SEC, CFTC boost private funds’ reporting
Regulators aim to enhance systemic risk oversight, investor protection
- By: James Langton
- February 8, 2024 February 8, 2024
- 17:05
Regulators aim to enhance systemic risk oversight, investor protection
Decline in real income followed four quarters of growth
Rising defaults a symptom, not the cause, of macro stress, Moody's finds
Trading bot used for wash trading, spoofing crypto token
Assets under management increased 6% in 2023
The firm's Canadian wealth management business generated $77 million in third-quarter revenue
Fund industry critics worry about rules' impact on liquidity, costs
Regulator adopts tougher penalties for cheating, restrictions on rewriting
Core inflation remained persistent, even as energy inflation stayed negative
Changes come in the wake of independent review of SRO's arbitration program
Interest-earning program violated state, federal securities laws, regulators alleged
Central bank acknowledges rate-hiking cycle is likely over, but hasn't ruled out raising rates further amid inflation pressures
Former chairman of the Shanghai Stock Exchange to take reins as chairman and Communist Party chief of the China Securities Regulatory Commission
Precious metals action calms, while Dow Jones tops 50K
Report calls for action on data gaps, surveillance, leverage
Trade deficit remains unchanged amid shifting tariff policy, Fitch reports
Trust account used in fraud, misappropriation, Law Society finds
Policy failed to cover hedge fund investment that turned out to be a fraud
Firm allegedly touted stocks on social media, while selling its holdings
The honours will be presented Feb. 12, at the association's Embrace the Challenge event
Start with flexibility, tax efficiency, simplicity
Brokers, MGAs, software providers and TPAs set to evolve
Plus, moves at Our Family Office, Harvest ETFs, Manulife Wealth, Canada Life and more
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, National Bank changes diversified equity fund
Net monthly ETF inflows reach $22B in January: report
Plus, other firms launch new products, tweak their fund lineups