Ex-Goldman analyst convicted for U.K. insider trading
FCA alleged analyst traded on information about pending merger deals
- By: James Langton
- February 15, 2024 February 15, 2024
- 15:12
FCA alleged analyst traded on information about pending merger deals
Proposals aim to codify investor protections, enhance flexibility
Two people departed from Scotiabank, including veteran executive Jake Lawrence
Court rules promissory note between rep and firm is enforceable
The funding comes from enforcement sanctions
In Canada, assets under management were up 3% in 2023
Net earnings were down for the company's Canada segment
Progress toward climate standards may ease greenwashing concerns, ICMA says
Seeks input by Apr. 14 aimed at improving markets' ability to handle elevated margin calls
Regulator reports rise in scam alerts, misleading promos
Rising refinancing risk, weaker valuations portend further loan losses
Expected increase in demand for rental housing could fall by about 50% as a result of new policy
Guy Cormier and others were honoured by Finance et Investissement
Precious metals action calms, while Dow Jones tops 50K
Report calls for action on data gaps, surveillance, leverage
Trade deficit remains unchanged amid shifting tariff policy, Fitch reports
Trust account used in fraud, misappropriation, Law Society finds
Policy failed to cover hedge fund investment that turned out to be a fraud
Firm allegedly touted stocks on social media, while selling its holdings
The honours will be presented Feb. 12, at the association's Embrace the Challenge event
Start with flexibility, tax efficiency, simplicity
Brokers, MGAs, software providers and TPAs set to evolve
Plus, moves at Our Family Office, Harvest ETFs, Manulife Wealth, Canada Life and more
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, National Bank changes diversified equity fund
Net monthly ETF inflows reach $22B in January: report
Plus, other firms launch new products, tweak their fund lineups