Industry moves: Dave Kelly takes on new COO role with Richardson Wealth
Plus, new head of Fiera Canada, and IG Wealth focuses on recruitment
- By: Katie Keir
- January 9, 2024 January 9, 2024
- 16:43
Top Stories in News
FINRA reveals evolving compliance threats
SRO sees crypto, AI and new account fraud among emerging issues
- By: James Langton
- January 9, 2024 January 9, 2024
- 16:27
Bank CEOs expect further loan-loss provisions and pressure on lending in 2024
Markets may be overly optimistic that central banks will lower rates this year
- By: Ian Bickis, The Canadian Press
- January 9, 2024 January 9, 2024
- 15:09
Statistics Canada reports merchandise trade surplus of $1.6 billion in November
Total imports rose 1.9% while exports fell
- By: The Canadian Press
- January 9, 2024 January 9, 2024
- 13:28
Global economy will slow for a third straight year in 2024, World Bank predicts
Heightened global tensions pose risk of weaker growth
- By: Paul Wiseman, The Associated Press
- January 9, 2024 January 9, 2024
- 13:14
Asset managers eye gains driven by bonds, AI
ETF providers like fixed income and active management in 2024 outlooks
- By: Rudy Luukko
- January 9, 2024 January 10, 2024
- 13:00
FSRA tightens the screws on seg fund DSCs
New measures address the use of DSCs with existing contracts
- By: James Langton
- January 9, 2024 January 10, 2024
- 11:24
Big banks’ ‘sustainable finance’ label misleading, investor group alleges
Banks not backing up their claims with data, says securities complaint filed with OSC and AMF
- By: Ian Bickis, The Canadian Press
- January 9, 2024 January 9, 2024
- 08:42
Oil prices to weaken in 2024, say analysts
Forecasts for WTI range between US$70 and US$80
- By: Amanda Stephenson, Canadian Press
- January 8, 2024 January 8, 2024
- 16:31
How heatwaves lead to financial distress
New research from the Bank of Canada finds a link between extreme temperatures and credit conditions
- By: James Langton
- January 8, 2024 January 8, 2024
- 15:30
Maintaining mortgage stress test a positive: Fitch
Relaxing mortgage rules could help borrowers but also boost credit risks
- By: James Langton
- January 8, 2024 January 8, 2024
- 15:20
From the Regulators
Securities class action against mining company moves toward settlement
The company's underwriters were dropped from the proposed class action
- By: James Langton
- January 8, 2024 January 8, 2024
- 15:15
Housing market could rebound in 2024: economists
Price declines were mainly an Ontario phenomenon, but home prices were softening in the Fraser Valley, Winnipeg and Halifax
- By: Sammy Hudes, The Canadian Press
- January 8, 2024 January 8, 2024
- 10:59
AI names push stock markets higher on Friday
'Hot print' from Micron Technologies boosted enthusiasm for tech stocks, says portfolio manager
- By: Daniel Johnson, The Canadian Press
- December 19, 2025 December 19, 2025
- 17:15
Wage growth slowing, ECB data shows
Central bank sees slowdown in wage gains from collective agreements
- By: James Langton
- December 19, 2025 December 19, 2025
- 16:43
Bank of Japan hikes policy rate
Rise in benchmark short-term rate to 0.75% is aimed at curbing inflation
- By: Elaine Kurtenbach, The Associated Press
- December 19, 2025 December 19, 2025
- 09:38
SEC sanctions Canadian over pump-and-dumps
Accountant allegedly found assets used to lure investors to schemes
- By: James Langton
- December 19, 2025 December 19, 2025
- 15:39
Executive banned in failed real estate scheme
OSC forgoes monetary sanctions, amid bankruptcy, ongoing litigation
- By: James Langton
- December 19, 2025 December 19, 2025
- 14:56
SEC sanctions key figures in FTX scandal
Execs that previously pleaded guilty in fraud case accept regulatory sanctions
- By: James Langton
- December 19, 2025 December 19, 2025
- 13:42
Industry moves: Michelle Connolly joins Q Wealth
Plus, Raymond James gains Richardson advisor, and promotions at BMO, CI GAM, Wellington-Altus and more
- By: Alisha Hiyate
- December 19, 2025 December 19, 2025
- 16:50
ASC extends safe harbour regime to climate-related disclosures
Provincial regulator can halt trading when misinformation circulates
- By: Jonathan Got
- December 19, 2025 December 19, 2025
- 10:47
FP Canada releases CFP, QAFP exam results for October
QAFP exam has one more sitting before title protection transition ends
- By: IE Staff
- December 18, 2025 December 18, 2025
- 13:08
Industry moves: Richardson Wealth, CIBC Wood Gundy and CI Assante score veteran teams
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
- By: Alisha Hiyate
- October 3, 2025 November 12, 2025
- 17:39
Industry moves: John MacIntyre named chair of TD Bank
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
- By: Alisha Hiyate
- August 4, 2025 August 1, 2025
- 00:33
Industry moves: Huston Loke leaves FSRA
Plus, moves at BMO Private Wealth, Fiera Capital and CIBC GAM
- By: Alisha Hiyate
- July 18, 2025 July 18, 2025
- 17:06
Investment fund sales, assets climbed in November: SIMA
Mutual fund, ETF AUM rose for the seventh consecutive month
- By: Noushin Ziafati
- December 19, 2025 December 19, 2025
- 11:58
Product roundup: Ardian brings evergreen PE fund to Canada
Plus, other product launches and news, including more ESG fund terminations
- By: Noushin Ziafati
- December 15, 2025 December 16, 2025
- 11:29
The ETF year in review
More than 300 new products landed in 2025 — a new record
- By: Rudy Luukko
- December 12, 2025 December 12, 2025
- 13:24