How to comply with regulators’ guidance on awards
Canadian insurance regulators have not issued a similar warning
- By: Melissa Shin
- January 26, 2024 January 26, 2024
- 16:34
Canadian insurance regulators have not issued a similar warning
After partly overturning SRO's ruling, tribunal reduces fine, disgorgement orders
Regulators could create public reports on complaints about finfluencers, Institute recommends
Money laundering lawyer gets 10 years in prison
Regulator calls for continuity plans at one-man shops
Compares to a $3.6B deficit over the same period in 2022-23
Average asking rent for December in Canada jumped to a record high of $2,178 per month
What’s at stake: stable financial markets and a major driver of global economic growth
The latest data suggests the American economy is achieving a difficult “soft landing”
SRO consults on options for resolving long-standing regulatory disparity
Client cashed RRSPs, paid DSCs, and took credit card advance to lend to rep, regulator alleged
Year over year, redemptions increased 30.5%
The S&P/TSX composite index climbed 244.33 points to 32,000.10
After a record-breaking year for new product launches, old-fashioned strategies are still a solid choice for portfolios
Officials are preparing for a review of the Canada-U.S.-Mexico trade agreement in 2026
The increase is part of an effort to beef up anti-money laundering measures
Accountant allegedly found assets used to lure investors to schemes
OSC forgoes monetary sanctions, amid bankruptcy, ongoing litigation
Plus, a new TD partnership, and Toronto fintech becomes dark pool partner
Plus, Raymond James gains Richardson advisor, and promotions at BMO, CI GAM, Wellington-Altus and more
Provincial regulator can halt trading when misinformation circulates
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, moves at BMO Private Wealth, Fiera Capital and CIBC GAM
Mutual fund, ETF AUM rose for the seventh consecutive month
Plus, other product launches and news, including more ESG fund terminations
More than 300 new products landed in 2025 — a new record