Tribunal trims sanctions against former rep
After partly overturning SRO's ruling, tribunal reduces fine, disgorgement orders
- By: James Langton
- January 26, 2024 January 26, 2024
- 16:19
Top Stories in News
CFA Institute targets questionable advice from finfluencers
Regulators could create public reports on complaints about finfluencers, Institute recommends
- By: Jonathan Got
- January 26, 2024 January 29, 2024
- 15:48
From the Regulators
Crypto Queen’s lawyer lands in jail
Money laundering lawyer gets 10 years in prison
- By: James Langton
- January 26, 2024 January 26, 2024
- 14:32
Small firms need living wills: OSC
Regulator calls for continuity plans at one-man shops
- By: James Langton
- January 26, 2024 January 26, 2024
- 14:25
Federal government posts $19.1B deficit for April to November
Compares to a $3.6B deficit over the same period in 2022-23
- By: The Canadian Press
- January 26, 2024 January 26, 2024
- 12:45
Cap on student visas should mitigate soaring rents, Macklem says, but economists are skeptical
Average asking rent for December in Canada jumped to a record high of $2,178 per month
- By: Nojoud Al Mallees, Canadian Press
- January 26, 2024 January 26, 2024
- 12:21
China doubles down on moves to mend its economy
What’s at stake: stable financial markets and a major driver of global economic growth
- By: Elaine Kurtenbach, The Associated Press
- January 26, 2024 January 26, 2024
- 10:18
U.S. inflation slowed in December
The latest data suggests the American economy is achieving a difficult “soft landing”
- By: Christopher Rugaber, The Associated Press
- January 26, 2024 January 26, 2024
- 09:33
CIRO proposes personal corporations for reps
SRO consults on options for resolving long-standing regulatory disparity
- By: James Langton
- January 25, 2024 January 25, 2024
- 16:23
From the Regulators
Ex-fund rep banned for borrowing from widower
Client cashed RRSPs, paid DSCs, and took credit card advance to lend to rep, regulator alleged
- By: James Langton
- January 25, 2024 January 25, 2024
- 16:03
Research and Markets
Mutual fund redemptions slow in December: IFIC
Year over year, redemptions increased 30.5%
- By: IE Staff
- January 25, 2024 January 25, 2024
- 15:44
Not so fast on interest rate cuts, says European Central Bank
The bank left its benchmark rate unchanged at a record-high 4%
- By: David Mchugh, The Associated Press
- January 25, 2024 January 25, 2024
- 13:58
Opinion: ETF investing in 2026
After a record-breaking year for new product launches, old-fashioned strategies are still a solid choice for portfolios
- By: Amin Barakat
- December 22, 2025 December 22, 2025
- 12:48
A tariff exemption was Canada’s salvation in 2025. It’s ‘absolutely’ at risk in 2026
Officials are preparing for a review of the Canada-U.S.-Mexico trade agreement in 2026
- By: Craig Lord, The Canadian Press
- December 22, 2025 December 22, 2025
- 08:24
AI names push stock markets higher on Friday
'Hot print' from Micron Technologies boosted enthusiasm for tech stocks, says portfolio manager
- By: Daniel Johnson, The Canadian Press
- December 19, 2025 December 19, 2025
- 17:15
Dramatic increase in Fintrac fines coming, but their effectiveness is less clear
The increase is part of an effort to beef up anti-money laundering measures
- By: Ian Bickis, The Canadian Press
- December 22, 2025 December 22, 2025
- 08:12
SEC sanctions Canadian over pump-and-dumps
Accountant allegedly found assets used to lure investors to schemes
- By: James Langton
- December 19, 2025 December 19, 2025
- 15:39
Executive banned in failed real estate scheme
OSC forgoes monetary sanctions, amid bankruptcy, ongoing litigation
- By: James Langton
- December 19, 2025 December 19, 2025
- 14:56
Tech roundup: Toronto-based wealthtech expands to Montreal, NYC
Plus, a new TD partnership, and Toronto fintech becomes dark pool partner
- By: Jonathan Got
- December 22, 2025 December 22, 2025
- 08:00
Industry moves: Michelle Connolly joins Q Wealth
Plus, Raymond James gains Richardson advisor, and promotions at BMO, CI GAM, Wellington-Altus and more
- By: Alisha Hiyate
- December 19, 2025 December 19, 2025
- 16:50
ASC extends safe harbour regime to climate-related disclosures
Provincial regulator can halt trading when misinformation circulates
- By: Jonathan Got
- December 19, 2025 December 19, 2025
- 10:47
Industry moves: Richardson Wealth, CIBC Wood Gundy and CI Assante score veteran teams
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
- By: Alisha Hiyate
- October 3, 2025 November 12, 2025
- 17:39
Industry moves: John MacIntyre named chair of TD Bank
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
- By: Alisha Hiyate
- August 4, 2025 August 1, 2025
- 00:33
Industry moves: Huston Loke leaves FSRA
Plus, moves at BMO Private Wealth, Fiera Capital and CIBC GAM
- By: Alisha Hiyate
- July 18, 2025 July 18, 2025
- 17:06
Investment fund sales, assets climbed in November: SIMA
Mutual fund, ETF AUM rose for the seventh consecutive month
- By: Noushin Ziafati
- December 19, 2025 December 19, 2025
- 11:58
Product roundup: Ardian brings evergreen PE fund to Canada
Plus, other product launches and news, including more ESG fund terminations
- By: Noushin Ziafati
- December 15, 2025 December 16, 2025
- 11:29
The ETF year in review
More than 300 new products landed in 2025 — a new record
- By: Rudy Luukko
- December 12, 2025 December 12, 2025
- 13:24