Court rejects OSC’s crypto fraud allegations
Regulator failed to meet burden of proof on all counts
- By: James Langton
- April 2, 2024 April 2, 2024
- 14:22
Regulator failed to meet burden of proof on all counts
Improvements were due to strong equity performance and interest rate increases
Plus, changes at IG Wealth and CIBC Mellon
And a Deloitte report finds Canada could dodge a recession
Agency has spent more administering the UHT than it has assessed so far
Trader placed numerous potentially misleading orders in bond futures
First oversight review finds SRO complying with recognition order
FINRA starts providing data on individual transactions
Positive workforce trends to cushion impact of aging population
Crypto entrepreneur's massive fraud unraveled with the collapse of FTX
Payrolls, weekly earnings, labour demand rose in January, StatsCan reports
Filing is required only if directly requested by the Canada Revenue Agency
Precious metals action calms, while Dow Jones tops 50K
Report calls for action on data gaps, surveillance, leverage
Trade deficit remains unchanged amid shifting tariff policy, Fitch reports
Trust account used in fraud, misappropriation, Law Society finds
Policy failed to cover hedge fund investment that turned out to be a fraud
Firm allegedly touted stocks on social media, while selling its holdings
The honours will be presented Feb. 12, at the association's Embrace the Challenge event
Start with flexibility, tax efficiency, simplicity
Brokers, MGAs, software providers and TPAs set to evolve
Plus, moves at Our Family Office, Harvest ETFs, Manulife Wealth, Canada Life and more
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, National Bank changes diversified equity fund
Net monthly ETF inflows reach $22B in January: report
Plus, other firms launch new products, tweak their fund lineups