IAPW expects smooth transition for Laurentian advisors
Two firms use same vendors, and iA has experience recruiting corporate advisors
- By: Katie Keir, Melissa Shin
- April 5, 2024 April 5, 2024
- 17:31
Two firms use same vendors, and iA has experience recruiting corporate advisors
Firm failed to adequately oversee rep's risky trading strategy, CIRO says
Business owners should compare EOTs with other exit options
Regulator suspends firm and agents amid alleged misconduct
Terms of firm's sale weren't fully disclosed to regulators
The top executives all exceeded their annual incentive targets
The rule is pending review in the U.S. Court of Appeals for the Eighth Circuit
Canada’s unemployment rate jumps to 6.1% in March
The unemployment rate has come in below 4% for 26 straight months
RBC Capital Markets leads both debt, equity league tables
Deal includes 16,000 accounts, $2 billion in assets, 30 advisors
Effective this month, candidates can have five years' qualifying work experience in lieu of a diploma
Disappointing U.S. retail sales raise bets for more rate cuts
Housing starts forecast to drop to 247,000 this year as costs, inventories rise
Economists had expected a 0.4% increase
Alleged $213-million loan guarantee remains subject of dispute
U.K. agency brings first proceeding alleging illegal promotional activity
Agency found firm failed to report suspicious transaction
Date not reasonable for industry implementation, tax practitioner says
$10M capital gains exemption for sellers set to expire at end of this year
Aging client base, different registered accounts are changing how advisors see RRSP season
Plus, moves at Our Family Office, Harvest ETFs, Manulife Wealth, Canada Life and more
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Fees, ease of access are key considerations for investors when selecting an ETF
Plus, National Bank changes diversified equity fund
Net monthly ETF inflows reach $22B in January: report