SEC, CFTC boost private funds’ reporting
Regulators aim to enhance systemic risk oversight, investor protection
- By: James Langton
- February 8, 2024 February 8, 2024
- 17:05
Top Stories in News
Household income retreated in Q3: OECD
Decline in real income followed four quarters of growth
- By: James Langton
- February 8, 2024 February 8, 2024
- 14:19
Bond defaults not a driver of economic distress
Rising defaults a symptom, not the cause, of macro stress, Moody's finds
- By: James Langton
- February 8, 2024 February 8, 2024
- 14:16
From the Regulators
Exec convicted in crypto manipulation scheme
Trading bot used for wash trading, spoofing crypto token
- By: James Langton
- February 8, 2024 February 8, 2024
- 14:09
Industry News
Sun Life Financial reports net income of $749 million for Q4 2023
Assets under management increased 6% in 2023
- By: IE staff, with files from Canadian Press
- February 8, 2024 February 8, 2024
- 10:55
Industry News
Wealth business drives Canaccord earnings as M&A outlook improves
The firm's Canadian wealth management business generated $77 million in third-quarter revenue
- By: IE Staff
- February 8, 2024 February 8, 2024
- 10:42
New SEC dealer rule sparks concern
Fund industry critics worry about rules' impact on liquidity, costs
- By: James Langton
- February 7, 2024 February 7, 2024
- 17:10
FSRA tightens LLQP exam-taking process
Regulator adopts tougher penalties for cheating, restrictions on rewriting
- By: James Langton
- February 7, 2024 February 8, 2024
- 15:33
Headline inflation ticks up: OECD
Core inflation remained persistent, even as energy inflation stayed negative
- By: James Langton
- February 7, 2024 February 7, 2024
- 14:46
FINRA revises arbitration rules
Changes come in the wake of independent review of SRO's arbitration program
- By: James Langton
- February 7, 2024 February 7, 2024
- 14:37
Crypto firm settles with SEC, state regulators
Interest-earning program violated state, federal securities laws, regulators alleged
- By: James Langton
- February 7, 2024 February 7, 2024
- 14:24
Rate cut timing ‘difficult to foresee’: BoC deliberations
Central bank acknowledges rate-hiking cycle is likely over, but hasn't ruled out raising rates further amid inflation pressures
- By: The Canadian Press
- February 7, 2024 February 7, 2024
- 13:47
China replaces top securities regulator in effort to end a market slump
Former chairman of the Shanghai Stock Exchange to take reins as chairman and Communist Party chief of the China Securities Regulatory Commission
- By: The Associated Press
- February 7, 2024 February 7, 2024
- 11:36
A tariff exemption was Canada’s salvation in 2025. It’s ‘absolutely’ at risk in 2026
Officials are preparing for a review of the Canada-U.S.-Mexico trade agreement in 2026
- By: Craig Lord, The Canadian Press
- December 22, 2025 December 22, 2025
- 08:24
AI names push stock markets higher on Friday
'Hot print' from Micron Technologies boosted enthusiasm for tech stocks, says portfolio manager
- By: Daniel Johnson, The Canadian Press
- December 19, 2025 December 19, 2025
- 17:15
Wage growth slowing, ECB data shows
Central bank sees slowdown in wage gains from collective agreements
- By: James Langton
- December 19, 2025 December 19, 2025
- 16:43
Dramatic increase in Fintrac fines coming, but their effectiveness is less clear
The increase is part of an effort to beef up anti-money laundering measures
- By: Ian Bickis, The Canadian Press
- December 22, 2025 December 22, 2025
- 08:12
SEC sanctions Canadian over pump-and-dumps
Accountant allegedly found assets used to lure investors to schemes
- By: James Langton
- December 19, 2025 December 19, 2025
- 15:39
Executive banned in failed real estate scheme
OSC forgoes monetary sanctions, amid bankruptcy, ongoing litigation
- By: James Langton
- December 19, 2025 December 19, 2025
- 14:56
Tech roundup: Toronto-based wealthtech expands to Montreal, NYC
Plus, a new TD partnership, and Toronto fintech becomes dark pool partner
- By: Jonathan Got
- December 22, 2025 December 22, 2025
- 08:00
Industry moves: Michelle Connolly joins Q Wealth
Plus, Raymond James gains Richardson advisor, and promotions at BMO, CI GAM, Wellington-Altus and more
- By: Alisha Hiyate
- December 19, 2025 December 19, 2025
- 16:50
ASC extends safe harbour regime to climate-related disclosures
Provincial regulator can halt trading when misinformation circulates
- By: Jonathan Got
- December 19, 2025 December 19, 2025
- 10:47
Industry moves: Richardson Wealth, CIBC Wood Gundy and CI Assante score veteran teams
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
- By: Alisha Hiyate
- October 3, 2025 November 12, 2025
- 17:39
Industry moves: John MacIntyre named chair of TD Bank
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
- By: Alisha Hiyate
- August 4, 2025 August 1, 2025
- 00:33
Industry moves: Huston Loke leaves FSRA
Plus, moves at BMO Private Wealth, Fiera Capital and CIBC GAM
- By: Alisha Hiyate
- July 18, 2025 July 18, 2025
- 17:06
Investment fund sales, assets climbed in November: SIMA
Mutual fund, ETF AUM rose for the seventh consecutive month
- By: Noushin Ziafati
- December 19, 2025 December 19, 2025
- 11:58
Product roundup: Ardian brings evergreen PE fund to Canada
Plus, other product launches and news, including more ESG fund terminations
- By: Noushin Ziafati
- December 15, 2025 December 16, 2025
- 11:29
The ETF year in review
More than 300 new products landed in 2025 — a new record
- By: Rudy Luukko
- December 12, 2025 December 12, 2025
- 13:24