CFTC sanctions trading oversight gaps
Technical glitch prevented comprehensive trade surveillance by JP Morgan
- By: James Langton
- May 24, 2024 May 24, 2024
- 16:15
Technical glitch prevented comprehensive trade surveillance by JP Morgan
The development comes months after the regulator approved bitcoin ETFs
However, StatsCan says its early estimate of the metric for April was a 0.7% increase
Designation holders have six months to obtain a different credential to use the financial advisor title
The new iAPW advisors will continue their training and systems conversion this summer
Bank's treatment of customers in financial difficulty sparks sanction from U.K. regulator
European regulators make recommendations for revitalizing capital markets
SRO says post-pandemic rules facilitate flexible working models
Potential impact on bank's growth in U.S. market is a longer-term risk
Grocery prices, general inflation and housing-related costs are the top sources of financial stress
Meeting minutes show that officials debated whether their benchmark rate was exerting enough of a drag on the economy
Precious metals action calms, while Dow Jones tops 50K
Report calls for action on data gaps, surveillance, leverage
Trade deficit remains unchanged amid shifting tariff policy, Fitch reports
Trust account used in fraud, misappropriation, Law Society finds
Policy failed to cover hedge fund investment that turned out to be a fraud
Firm allegedly touted stocks on social media, while selling its holdings
The honours will be presented Feb. 12, at the association's Embrace the Challenge event
Start with flexibility, tax efficiency, simplicity
Brokers, MGAs, software providers and TPAs set to evolve
Plus, moves at Our Family Office, Harvest ETFs, Manulife Wealth, Canada Life and more
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, National Bank changes diversified equity fund
Net monthly ETF inflows reach $22B in January: report
Plus, other firms launch new products, tweak their fund lineups