‘Stable’ financial state has been achieved, Advocis says
With cash flow stabilized, the national association for financial advisors is planning for recovery
- By: Michelle Schriver
- June 27, 2024 June 27, 2024
- 17:09
Top Stories in News
From the Regulators
Investors recoup a bit from B.C. securities fraud
Victims set to recover $2.1 million — a small fraction of their losses
- By: James Langton
- June 27, 2024 June 27, 2024
- 17:00
U.S. economic growth for last quarter revised up slightly
Recorded pace was slowest quarterly growth since spring 2022
- By: Paul Wiseman, The Associated Press
- June 27, 2024 June 27, 2024
- 14:45
Firms’ AI adoption poses compliance challenges: FINRA
U.S. SRO highlights regulatory implications
- By: James Langton
- June 27, 2024 June 27, 2024
- 14:28
Legal action coming to recover Covid benefit overpayments: CRA
Actions may include taking payments from wages or bank accounts
- By: The Canadian Press
- June 27, 2024 June 27, 2024
- 14:10
U.S. Supreme Court curbs SEC authority
Fund manager denied right to a jury trial by internal tribunal, majority says
- By: James Langton
- June 27, 2024 June 27, 2024
- 13:58
Disability tax credit key to accessing range of benefits
Feds announce that adults with a valid DTC certificate can apply for new dental plan
- By: Rudy Mezzetta
- June 27, 2024 June 27, 2024
- 12:28
Advisor incorporation among CIRO’s priorities for 2025
SRO integration and investor protection also on the agenda
- By: James Langton
- June 26, 2024 June 26, 2024
- 16:56
From the Regulators
Who watches the watchers? Best practices for independent review committees
Fund managers should use the recent regulatory review as a means to improve their IRCs
- By: Melissa Shin
- June 26, 2024 July 18, 2024
- 16:41
From the Regulators
Crypto crime, but make it old school
Violent robbery crew targeted crypto investors
- By: James Langton
- June 26, 2024 June 26, 2024
- 14:16
Industry moves this week
Many leading women in the industry have taken on new roles
- By: Katie Keir
- June 26, 2024 June 26, 2024
- 14:07
First crypto securities fraud convicts sentenced
Crypto ruled a security by U.S. criminal jury for first time
- By: James Langton
- June 26, 2024 June 26, 2024
- 13:56
Interest costs crimping corporate profits: S&P
U.S. corporates' interest coverage continued decline in Q1
- By: James Langton
- June 26, 2024 June 26, 2024
- 13:42
Canada, U.S. stock markets rebound on Friday
Precious metals action calms, while Dow Jones tops 50K
- By: Daniel Johnson, The Canadian Press
- February 6, 2026 February 6, 2026
- 17:05
FSB flags repo market’s risk to global system
Report calls for action on data gaps, surveillance, leverage
- By: James Langton
- February 6, 2026 February 6, 2026
- 15:49
U.S. effective tariff rate down on trade deals
Trade deficit remains unchanged amid shifting tariff policy, Fitch reports
- By: James Langton
- February 6, 2026 February 6, 2026
- 14:27
Lawyer sanctioned in fake GIC scheme
Trust account used in fraud, misappropriation, Law Society finds
- By: James Langton
- February 6, 2026 February 6, 2026
- 14:47
High court declines to hear Ponzi insurance case
Policy failed to cover hedge fund investment that turned out to be a fraud
- By: James Langton
- February 6, 2026 February 6, 2026
- 12:49
Pair ran massive market manipulation scheme: SEC
Firm allegedly touted stocks on social media, while selling its holdings
- February 5, 2026 February 5, 2026
- 15:24
CFA Society Toronto announces undergrad awards
The honours will be presented Feb. 12, at the association's Embrace the Challenge event
- By: IE Staff
- February 6, 2026 February 6, 2026
- 15:43
Strategizing for clients with multiple retirement accounts
Start with flexibility, tax efficiency, simplicity
- By: Jonathan Got
- February 6, 2026 February 6, 2026
- 09:22
AI shaping performance in four insurance subsectors: report
Brokers, MGAs, software providers and TPAs set to evolve
- By: Jonathan Got
- February 6, 2026 February 5, 2026
- 08:00
Industry moves: François Trahan joins BMO as chief investment strategist
Plus, moves at Our Family Office, Harvest ETFs, Manulife Wealth, Canada Life and more
- By: Alisha Hiyate
- January 12, 2026 January 9, 2026
- 04:00
Industry moves: Richardson Wealth, CIBC Wood Gundy and CI Assante score veteran teams
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
- By: Alisha Hiyate
- October 3, 2025 November 12, 2025
- 17:39
Industry moves: John MacIntyre named chair of TD Bank
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
- By: Alisha Hiyate
- August 4, 2025 August 1, 2025
- 00:33
Product roundup: Interactive Brokers launches RRIF
Plus, National Bank changes diversified equity fund
- By: Jonathan Got
- February 6, 2026 February 6, 2026
- 13:35
New year, new records: Canada’s ETF industry starts 2026 off with a bang
Net monthly ETF inflows reach $22B in January: report
- By: Noushin Ziafati
- February 5, 2026 February 5, 2026
- 11:57
Product roundup: Picton Investments to debut private equity fund
Plus, other firms launch new products, tweak their fund lineups
- By: Noushin Ziafati
- February 2, 2026 February 3, 2026
- 16:00