CIRO fines Stifel Nicolaus $475K for failing to protect confidential info
Info was used to enter into short sale transactions without Stifel's knowledge
- By: Melissa Shin
- August 23, 2024 August 23, 2024
- 14:06
Top Stories in News
Industry moves this week
A second John Bai joins Aviso Wealth's executive team, and more
- By: Katie Keir
- August 23, 2024 August 23, 2024
- 13:21
Powell: ‘The time has come’ for the Fed to begin cutting rates
The Fed is widely expected to announce a modest quarter-point cut in September
- By: Christopher Rugaber, The Associated Press
- August 23, 2024 August 23, 2024
- 11:40
Mutual funds sales topped ETF sales in July: IFIC
This brings mutual funds into positive territory for the year to date
- By: Noushin Ziafati
- August 23, 2024 August 23, 2024
- 10:32
Retail sales down 0.3% in June
Consumers continued to struggle under the weight of elevated interest rates
- By: Tara Deschamps, The Canadian Press
- August 23, 2024 August 23, 2024
- 10:32
Stocks of Canada’s two major railway companies barely impacted by lockout
Nationwide freight rail stoppage expected to cost the Canadian economy $341 million per day: Moody's
- By: Noushin Ziafati
- August 22, 2024 August 23, 2024
- 15:02
Feds provide more detail on autoenrolled RESPs
Ottawa says kids from low-income families missing out on up to $2,000 in Canada Learning Bond payments
- By: Rudy Mezzetta
- August 22, 2024 August 28, 2024
- 13:55
Cryptoasset reporting, LICAT guidelines open for consultation: OSFI
OSFI piloting quarterly guideline publishing
- By: Jonathan Got
- August 22, 2024 April 10, 2025
- 13:41
U.S. home sales ended a 4-month slide in July
The pickup occurred amid easing mortgage rates and as more homes came on the market
- By: Alex Veiga, The Associated Press
- August 22, 2024 August 22, 2024
- 11:18
TD Bank Group reports Q3 loss as it takes charge on AML probe
Resolving the investigations will mean both monetary and non-monetary penalties, the bank said
- By: Ian Bickis, The Canadian Press, IE Staff
- August 22, 2024 August 22, 2024
- 08:52
Man gets jail time for stealing nearly US$1M from investors
The man and his company were not registered to trade securities, BCSC says
- By: Noushin Ziafati
- August 21, 2024 August 23, 2024
- 16:33
Investors must ‘zoom out’ and prepare for further market volatility
‘The only certainty is uncertainty,’ portfolio manager says
- By: Noushin Ziafati
- August 21, 2024 August 21, 2024
- 14:37
Tech roundup: Fintech investment reached record high in Canada
And Canadian data discovery firm teams up with FusionIQ
- By: Jonathan Got
- August 21, 2024 August 21, 2024
- 14:01
Canada, U.S. stock markets rebound on Friday
Precious metals action calms, while Dow Jones tops 50K
- By: Daniel Johnson, The Canadian Press
- February 6, 2026 February 6, 2026
- 17:05
FSB flags repo market’s risk to global system
Report calls for action on data gaps, surveillance, leverage
- By: James Langton
- February 6, 2026 February 6, 2026
- 15:49
U.S. effective tariff rate down on trade deals
Trade deficit remains unchanged amid shifting tariff policy, Fitch reports
- By: James Langton
- February 6, 2026 February 6, 2026
- 14:27
Lawyer sanctioned in fake GIC scheme
Trust account used in fraud, misappropriation, Law Society finds
- By: James Langton
- February 6, 2026 February 6, 2026
- 14:47
High court declines to hear Ponzi insurance case
Policy failed to cover hedge fund investment that turned out to be a fraud
- By: James Langton
- February 6, 2026 February 6, 2026
- 12:49
Pair ran massive market manipulation scheme: SEC
Firm allegedly touted stocks on social media, while selling its holdings
- February 5, 2026 February 5, 2026
- 15:24
CFA Society Toronto announces undergrad awards
The honours will be presented Feb. 12, at the association's Embrace the Challenge event
- By: IE Staff
- February 6, 2026 February 6, 2026
- 15:43
Strategizing for clients with multiple retirement accounts
Start with flexibility, tax efficiency, simplicity
- By: Jonathan Got
- February 6, 2026 February 6, 2026
- 09:22
AI shaping performance in four insurance subsectors: report
Brokers, MGAs, software providers and TPAs set to evolve
- By: Jonathan Got
- February 6, 2026 February 5, 2026
- 08:00
Industry moves: François Trahan joins BMO as chief investment strategist
Plus, moves at Our Family Office, Harvest ETFs, Manulife Wealth, Canada Life and more
- By: Alisha Hiyate
- January 12, 2026 January 9, 2026
- 04:00
Industry moves: Richardson Wealth, CIBC Wood Gundy and CI Assante score veteran teams
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
- By: Alisha Hiyate
- October 3, 2025 November 12, 2025
- 17:39
Industry moves: John MacIntyre named chair of TD Bank
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
- By: Alisha Hiyate
- August 4, 2025 August 1, 2025
- 00:33
Product roundup: Interactive Brokers launches RRIF
Plus, National Bank changes diversified equity fund
- By: Jonathan Got
- February 6, 2026 February 6, 2026
- 13:35
New year, new records: Canada’s ETF industry starts 2026 off with a bang
Net monthly ETF inflows reach $22B in January: report
- By: Noushin Ziafati
- February 5, 2026 February 5, 2026
- 11:57
Product roundup: Picton Investments to debut private equity fund
Plus, other firms launch new products, tweak their fund lineups
- By: Noushin Ziafati
- February 2, 2026 February 3, 2026
- 16:00