Investors must be free to talk to regulators: SEC
Firms settle allegations that confidentiality deals impeded communications with regulators
- By: James Langton
- September 4, 2024 September 4, 2024
- 17:46
Firms settle allegations that confidentiality deals impeded communications with regulators
High interest rates have led to a slowdown in housing market, slower growth in mortgages
Another BMO ETFs departure, and more
Singh says the Liberals 'don’t deserve another chance from Canadians'
Loan growth slowing as property values drop, lending standards tighten
Government proposes easing service requirements for investigative notices
Core inflation eases, offsetting resurfacing energy pressures
The key lending rate is now 4.25%
In terms of volume, imports fell 2% in the month, while exports decreased 1.5%
Net assets were down 7%
Amid investment drought, population growth has been chief economic driver for past 10 years, report says
Precious metals action calms, while Dow Jones tops 50K
Report calls for action on data gaps, surveillance, leverage
Trade deficit remains unchanged amid shifting tariff policy, Fitch reports
Trust account used in fraud, misappropriation, Law Society finds
Policy failed to cover hedge fund investment that turned out to be a fraud
Firm allegedly touted stocks on social media, while selling its holdings
The honours will be presented Feb. 12, at the association's Embrace the Challenge event
Start with flexibility, tax efficiency, simplicity
Brokers, MGAs, software providers and TPAs set to evolve
Plus, moves at Our Family Office, Harvest ETFs, Manulife Wealth, Canada Life and more
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, National Bank changes diversified equity fund
Net monthly ETF inflows reach $22B in January: report
Plus, other firms launch new products, tweak their fund lineups