SEC sanctions adviser’s mismarking
Firm dumped overvalued illiquid securities on retail mutual funds, SEC alleges
- By: James Langton
- September 19, 2024 September 19, 2024
- 16:28
Firm dumped overvalued illiquid securities on retail mutual funds, SEC alleges
Growth in credit card balances, HELOCs slowed as mortgages gained, StatCan says
Regulators propose new streamlined fund reports
Outgoing CEO Masrani, who's retiring in 2025, says Chun is "the right leader at the right time"
The central bank cut its key interest rate earlier this month for the third time this year
Sales should improve thanks to lower mortgage rates, increasing inventory: economist
Inflation in the U.K. held steady at an annual rate of 2.2% in August, still above the bank’s goal
In announcing his retirement, Bharat Masrani took responsibility for TD's money laundering failures
Integration costs to be paid by 2027, SRO projects
Regulator charges Weizhen Tang with breaching permanent ban imposed in 2016
Investor lost $1.75 million after mortgaging home to invest
Move reflects new focus on bolstering the job market
Sept. 4 deliberations reveal concern that high rates could push inflation down by more than necessary
Precious metals action calms, while Dow Jones tops 50K
Report calls for action on data gaps, surveillance, leverage
Trade deficit remains unchanged amid shifting tariff policy, Fitch reports
Trust account used in fraud, misappropriation, Law Society finds
Policy failed to cover hedge fund investment that turned out to be a fraud
Firm allegedly touted stocks on social media, while selling its holdings
The honours will be presented Feb. 12, at the association's Embrace the Challenge event
Start with flexibility, tax efficiency, simplicity
Brokers, MGAs, software providers and TPAs set to evolve
Plus, moves at Our Family Office, Harvest ETFs, Manulife Wealth, Canada Life and more
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, National Bank changes diversified equity fund
Net monthly ETF inflows reach $22B in January: report
Plus, other firms launch new products, tweak their fund lineups