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CFTC sanctions Barclays’ swaps reporting article image A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t
From the Regulators

CFTC sanctions Barclays’ swaps reporting

High yield, loan default rates rise: Fitch article image Personal finances
Research and Markets

High yield, loan default rates rise: Fitch

LIBOR finally put to rest article image Rules and regulations
From the Regulators

LIBOR finally put to rest

Japan’s central bank survey underpins optimism about growth article image Japan credit card
Research and Markets

Japan’s central bank survey underpins optimism about growth

Inflation in Europe falls below central bank’s 2% target article image variety of euro coins and bills
Research and Markets

Inflation in Europe falls below central bank’s 2% target

TD failed to oversee Treasuries trader: U.S. regulators article image Judge's gavel with magnifying glass on black.
From the Regulators

TD failed to oversee Treasuries trader: U.S. regulators

Indigenous-related capital markets activity set to grow, report says article image Growing investment concept alternate text for this image
Industry News

Indigenous-related capital markets activity set to grow, report says

Avoid being sued over KYP shortfalls, expert tells IAFP symposium article image Client listening to a lawyer or advisor explaining issues
Industry News

Avoid being sued over KYP shortfalls, expert tells IAFP symposium

  • By: Jonathan Got
  • September 30, 2024 September 30, 2024
  • 15:18
RBC DS sanctioned for trading rule breach article image Gavel and Money - Canada stock photo
From the Regulators

RBC DS sanctioned for trading rule breach

U.S. economy is in ‘solid shape,’ more rate cuts coming: Powell article image U.S. flag
Research and Markets

U.S. economy is in ‘solid shape,’ more rate cuts coming: Powell

U.K. launches digital securities testing article image Solar system
From the Regulators

U.K. launches digital securities testing

Man convicted in the U.K.’s first crypto ATM case article image A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t
From the Regulators

Man convicted in the U.K.’s first crypto ATM case

Global money market funds enjoy strong flows: Fitch article image Using a cell phone for finance
Research and Markets

Global money market funds enjoy strong flows: Fitch

A tariff exemption was Canada’s salvation in 2025. It’s ‘absolutely’ at risk in 2026

AI names push stock markets higher on Friday

Wage growth slowing, ECB data shows

Dramatic increase in Fintrac fines coming, but their effectiveness is less clear

SEC sanctions Canadian over pump-and-dumps

Executive banned in failed real estate scheme

Tech roundup: Toronto-based wealthtech expands to Montreal, NYC

Industry moves: Michelle Connolly joins Q Wealth

ASC extends safe harbour regime to climate-related disclosures

Industry moves: Richardson Wealth, CIBC Wood Gundy and CI Assante score veteran teams

Industry moves: John MacIntyre named chair of TD Bank

Industry moves: Huston Loke leaves FSRA

Investment fund sales, assets climbed in November: SIMA

Product roundup: Ardian brings evergreen PE fund to Canada

The ETF year in review

  • By: Rudy Luukko
  • December 12, 2025 December 12, 2025
  • 13:24