OSC looks to play the long game
Regulator details vision for retail funds that hold long-term assets
- By: James Langton
- October 10, 2024 October 10, 2024
- 17:01
Top Stories in News
CIRO proposes total cost reporting rules
Self-regulatory organization aims to harmonize with CSA's revised requirements
- By: James Langton
- October 10, 2024 October 10, 2024
- 15:11
TD fined US$3.09B as bank pleads guilty to U.S. charges related to money laundering
Non-financial sanctions put limits on the bank's growth in the U.S.
- By: Sammy Hudes, The Canadian Press
- October 10, 2024 October 10, 2024
- 14:50
Brokerage sanctioned for gatekeeper failures
CIRO settles with firm over failure to question suspicious trading activity
- By: James Langton
- October 10, 2024 October 10, 2024
- 13:56
U.S. dismantles crypto manipulation schemes
FBI created its own cryptoasset to help uncover manipulation-as-a-service
- By: James Langton
- October 10, 2024 October 10, 2024
- 13:47
FCA sanctions U.K. bank over fair treatment failings
Bank failed in its dealings with customers facing financial distress
- By: James Langton
- October 10, 2024 October 10, 2024
- 13:34
Income gap reaches record level: StatCan
Richest households capture largest share of gains in second quarter
- By: James Langton
- October 10, 2024 October 10, 2024
- 12:58
Feds moving ahead with sustainable investing guidelines, but details still scarce
Government says it will launch a regulatory process to assess what information to require in company climate disclosures
- By: Ian Bickis, The Canadian Press
- October 10, 2024 October 10, 2024
- 12:05
Canaccord Genuity names former RBC exec Nadine Ahn as deputy CFO
Ahn was fired from her RBC role in April
- By: Noushin Ziafati
- October 10, 2024 October 10, 2024
- 11:39
Retail investors undeterred by crypto turmoil: IOSCO
Regulators stress need for education as risks persist and investor interest grows
- By: James Langton
- October 9, 2024 October 9, 2024
- 15:38
Tangerine to get new president, CEO in November
Terri-Lee Weeks will take over from Gillian Riley when she retires Nov. 1
- By: IE Staff
- October 9, 2024 October 9, 2024
- 15:32
U.S. bankruptcies tracking toward heights of 2020
Filings eased a bit in September, but remain on pace to exceed 2023: S&P
- By: James Langton
- October 9, 2024 October 9, 2024
- 15:24
Rents still rising but at slower pace: report
Rentals.ca and Urbanation says average asking rents in September were up 2.1%
- By: Sammy Hudes, The Canadian Press
- October 9, 2024 October 9, 2024
- 14:30
AI names push stock markets higher on Friday
'Hot print' from Micron Technologies boosted enthusiasm for tech stocks, says portfolio manager
- By: Daniel Johnson, The Canadian Press
- December 19, 2025 December 19, 2025
- 17:15
Wage growth slowing, ECB data shows
Central bank sees slowdown in wage gains from collective agreements
- By: James Langton
- December 19, 2025 December 19, 2025
- 16:43
Bank of Japan hikes policy rate
Rise in benchmark short-term rate to 0.75% is aimed at curbing inflation
- By: Elaine Kurtenbach, The Associated Press
- December 19, 2025 December 19, 2025
- 09:38
SEC sanctions Canadian over pump-and-dumps
Accountant allegedly found assets used to lure investors to schemes
- By: James Langton
- December 19, 2025 December 19, 2025
- 15:39
Executive banned in failed real estate scheme
OSC forgoes monetary sanctions, amid bankruptcy, ongoing litigation
- By: James Langton
- December 19, 2025 December 19, 2025
- 14:56
SEC sanctions key figures in FTX scandal
Execs that previously pleaded guilty in fraud case accept regulatory sanctions
- By: James Langton
- December 19, 2025 December 19, 2025
- 13:42
Industry moves: Michelle Connolly joins Q Wealth
Plus, Raymond James gains Richardson advisor, and promotions at BMO, CI GAM, Wellington-Altus and more
- By: Alisha Hiyate
- December 19, 2025 December 19, 2025
- 16:50
ASC extends safe harbour regime to climate-related disclosures
Provincial regulator can halt trading when misinformation circulates
- By: Jonathan Got
- December 19, 2025 December 19, 2025
- 10:47
FP Canada releases CFP, QAFP exam results for October
QAFP exam has one more sitting before title protection transition ends
- By: IE Staff
- December 18, 2025 December 18, 2025
- 13:08
Industry moves: Richardson Wealth, CIBC Wood Gundy and CI Assante score veteran teams
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
- By: Alisha Hiyate
- October 3, 2025 November 12, 2025
- 17:39
Industry moves: John MacIntyre named chair of TD Bank
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
- By: Alisha Hiyate
- August 4, 2025 August 1, 2025
- 00:33
Industry moves: Huston Loke leaves FSRA
Plus, moves at BMO Private Wealth, Fiera Capital and CIBC GAM
- By: Alisha Hiyate
- July 18, 2025 July 18, 2025
- 17:06
Investment fund sales, assets climbed in November: SIMA
Mutual fund, ETF AUM rose for the seventh consecutive month
- By: Noushin Ziafati
- December 19, 2025 December 19, 2025
- 11:58
Product roundup: Ardian brings evergreen PE fund to Canada
Plus, other product launches and news, including more ESG fund terminations
- By: Noushin Ziafati
- December 15, 2025 December 16, 2025
- 11:29
The ETF year in review
More than 300 new products landed in 2025 — a new record
- By: Rudy Luukko
- December 12, 2025 December 12, 2025
- 13:24