U.S. broker pays restitution to short-changed clients
Customers paid higher fees, got less interest on cash balances: FINRA
- By: James Langton
- January 6, 2026 January 6, 2026
- 08:57
Customers paid higher fees, got less interest on cash balances: FINRA
Canadian oil stocks fall in 'knee-jerk' reaction
$125B in inflows far surpassed previous high of $76B in 2024
TSX energy subindex falls more than 3%
Market more important than experts in establishing materiality, court says
Pension giant to disclose changes to venture investing process
Almost 150 other countries have signed on to the plan: OECD
Also, Conquest’s new CEO and new insurance partnership
Deal comes as rental market prices face downward pressure
The change aligns with labour mobility legislation
City seeks to recover $2.5 million in civil suit
Precious metals action calms, while Dow Jones tops 50K
Report calls for action on data gaps, surveillance, leverage
Trade deficit remains unchanged amid shifting tariff policy, Fitch reports
Trust account used in fraud, misappropriation, Law Society finds
Policy failed to cover hedge fund investment that turned out to be a fraud
Firm allegedly touted stocks on social media, while selling its holdings
The honours will be presented Feb. 12, at the association's Embrace the Challenge event
Start with flexibility, tax efficiency, simplicity
Brokers, MGAs, software providers and TPAs set to evolve
Plus, moves at Our Family Office, Harvest ETFs, Manulife Wealth, Canada Life and more
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, National Bank changes diversified equity fund
Net monthly ETF inflows reach $22B in January: report
Plus, other firms launch new products, tweak their fund lineups