Home News Page 231

Top Stories in News

Barclays drops FCA appeal, takes £40 million fine article image Fiera continues expansion strategy with acquisition of Charlemagne Capital
From the Regulators

Barclays drops FCA appeal, takes £40 million fine

IOSCO seeks improved oversight of OTC markets article image Mining resources
From the Regulators

IOSCO seeks improved oversight of OTC markets

Fund sales rise, driving asset gains: IFIC article image Man moving stack of coins to growing stack of coing. Concept of investment income growth.
Research and Markets

Fund sales rise, driving asset gains: IFIC

CI Financial is going private article image Converting leads to prospects
Industry News

CI Financial is going private

  • By: Kevin Press
  • November 25, 2024 December 6, 2024
  • 08:47
SEC reports record financial remedies article image Judge's gavel with magnifying glass on black.
From the Regulators

SEC reports record financial remedies

Ex-fund rep banned for ‘obvious’ conflict of interest article image Judge looks at papers
From the Regulators

Ex-fund rep banned for ‘obvious’ conflict of interest

Markets more liquid, but increasingly fragile article image Economic growth
Research and Markets

Markets more liquid, but increasingly fragile

Ex-CDPQ employees caught in U.S. corruption case article image A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t
From the Regulators

Ex-CDPQ employees caught in U.S. corruption case

Credit card performance stable in Q3: Fitch article image Credit card
Research and Markets

Credit card performance stable in Q3: Fitch

U.S. will enter a recession in 2025: BCA Research article image Yellow down arrows over a financial graph
Research and Markets

U.S. will enter a recession in 2025: BCA Research

  • By: Kevin Press
  • November 22, 2024 November 22, 2024
  • 12:55
It’s official: DFSA credential no longer qualifies for FA title use article image hand holding a megaphone
Industry News

It’s official: DFSA credential no longer qualifies for FA title use

Protecting client interests in the AI age article image AI computer
Industry News

Protecting client interests in the AI age

Average 30-year mortgage rate in the U.S. rises to highest level since July article image Household debt burden
Research and Markets

Average 30-year mortgage rate in the U.S. rises to highest level since July

AI names push stock markets higher on Friday

Wage growth slowing, ECB data shows

Bank of Japan hikes policy rate

SEC sanctions Canadian over pump-and-dumps

Executive banned in failed real estate scheme

SEC sanctions key figures in FTX scandal

Industry moves: Michelle Connolly joins Q Wealth

ASC extends safe harbour regime to climate-related disclosures

FP Canada releases CFP, QAFP exam results for October

  • By: IE Staff
  • December 18, 2025 December 18, 2025
  • 13:08

Industry moves: Richardson Wealth, CIBC Wood Gundy and CI Assante score veteran teams

Industry moves: John MacIntyre named chair of TD Bank

Industry moves: Huston Loke leaves FSRA

Investment fund sales, assets climbed in November: SIMA

Product roundup: Ardian brings evergreen PE fund to Canada

The ETF year in review

  • By: Rudy Luukko
  • December 12, 2025 December 12, 2025
  • 13:24