SEC to take a pass on proxy season
Regulator won't weigh in on decisions to reject shareholder proposals
- By: James Langton
- November 17, 2025 November 17, 2025
- 14:16
Regulator won't weigh in on decisions to reject shareholder proposals
IOSCO consults on new fund valuation guidance
Deal volume climbs, "mega" deals push transaction value to new heights
The monetary values of the settlement haven't been made public
The U.S. imposes a 15% tariff surcharge on nearly all Japanese imports
The association expects more active housing markets across Canada in 2026
Cheaper gas, grocery prices helped bring inflation down to 2.2% in October
Firm boosts provision related to U.S. enforcement matter to US$75M
Firms used social media to pump stocks, leaving investors with huge losses
Stable economic growth seen boosting bank profits, asset quality
Pair stole millions from clients, including vulnerable investors
Quebec court rules on decades-old legal dispute between firms
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Rise in benchmark short-term rate to 0.75% is aimed at curbing inflation
Accountant allegedly found assets used to lure investors to schemes
OSC forgoes monetary sanctions, amid bankruptcy, ongoing litigation
Execs that previously pleaded guilty in fraud case accept regulatory sanctions
Plus, Raymond James gains Richardson advisor, and promotions at BMO, CI GAM, Wellington-Altus and more
Provincial regulator can halt trading when misinformation circulates
QAFP exam has one more sitting before title protection transition ends
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Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
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Mutual fund, ETF AUM rose for the seventh consecutive month
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More than 300 new products landed in 2025 — a new record