NBF settles supervisory allegations with MX
Firm failed to fully investigate potentially manipulative trading by an ex-employee
- By: James Langton
- December 23, 2024 December 23, 2024
- 09:10
Top Stories in News
Breaching BCSC freeze order lands man in jail
Regulator found bank accounts frozen during an investigation had been depleted
- By: James Langton
- December 20, 2024 December 20, 2024
- 17:16
Tribunal sets sanctions in record crypto fraud
Panel orders more than US$50M in disgorgement, plus $5M in penalties and costs
- By: James Langton
- December 20, 2024 December 20, 2024
- 16:53
Industry moves this week
2025 board members named for key OSC committee, FID, while IFBC’s Susan Allemang retires after 20 years
- By: Alisha Hiyate
- December 20, 2024 April 10, 2025
- 16:39
Liberal tax promise tracker, post–fall economic statement
A look at the status of selected tax proposals from the Trudeau government
- By: Michelle Schriver
- December 20, 2024 December 20, 2024
- 16:16
Canadians saved $4.2M under FCAC mortgage relief guideline
Number of variable-rate mortgages with fixed payments in negative amortization decreased for four straight quarters
- By: Jonathan Got
- December 20, 2024 December 20, 2024
- 15:53
National Bank gets final approval for Canadian Western Bank takeover
The roughly $5-billion deal is set to close Feb. 3
- By: The Canadian Press
- December 20, 2024 December 20, 2024
- 15:45
CPA Canada split from Ontario, Quebec groups becomes official
Affected CPAs will have the option to become members of the national group
- By: The Canadian Press
- December 20, 2024 December 20, 2024
- 15:09
TSX proposes trading rule reforms
Exchange seeks change to dark trading price improvement rules, feedback on unintentional crosses
- By: James Langton
- December 20, 2024 December 20, 2024
- 14:44
FINRA orders restitution to fund investors
Firms failed to ensure that investors got fund fee rebates, waivers
- By: James Langton
- December 20, 2024 December 20, 2024
- 13:11
Archegos founder gets 18-year sentence in the U.S.
Bill Hwang sentenced over hedge fund collapse that torched Wall Street
- By: James Langton
- December 20, 2024 December 20, 2024
- 13:03
U.S. trade reporting violations spark sanctions
Trio of firms sanctioned for regulatory reporting issues
- By: James Langton
- December 20, 2024 December 20, 2024
- 12:39
Fund sales climb, assets surge in November: IFIC
ETF net sales set a year-to-date record
- By: James Langton
- December 20, 2024 December 20, 2024
- 12:15
Precious metal prices send S&P/TSX composite lower, U.S. markets also decline
The S&P/TSX composite index fell 103.17 points to 31,896.59
- By: Daniel Johnson, The Canadian Press
- December 29, 2025 December 29, 2025
- 17:20
Protests erupt in Iran over currency’s plunge to record low
State TV has reported the resignation of Mohammad Reza Farzin, the head of the central bank
- By: The Associated Press
- December 29, 2025 December 29, 2025
- 14:25
Will gold still drive TSX gains next year? Fund managers weigh in
Fund managers have mixed feelings about 2026 — they're optimistic about multiple sectors, but see continued risk on the global trade front
- By: Daniel Johnson, The Canadian Press
- December 29, 2025 December 29, 2025
- 09:17
Regulators eye market makers’ role in ETF trading
They bring liquidity and pricing benefits, but some ETFs have too few
- By: Yan Barcelo
- December 30, 2025 December 29, 2025
- 01:08
SEC charges seven groups in alleged crypto confidence scam
Retail investors targeted by so-called investment groups on social media
- By: Alisha Hiyate
- December 24, 2025 December 24, 2025
- 08:45
Dramatic increase in Fintrac fines coming, but their effectiveness is less clear
The increase is part of an effort to beef up anti-money laundering measures
- By: Ian Bickis, The Canadian Press
- December 22, 2025 December 22, 2025
- 08:12
Confidence a bigger determining factor of savings than financial literacy
Confident and knowledgeable retirement plan members are most likely to seek advice
- By: Jonathan Got
- December 30, 2025 December 29, 2025
- 01:00
Sisu Investment boosts its stake in Wilmington Capital
Sisu paid $6.5 million to gain a more prominent minority shareholder position
- By: Kevin Press
- December 29, 2025 December 29, 2025
- 11:39
With CRM3 around the corner, here’s how financial services firms are preparing
Total cost reporting will increase fee transparency, put more onus on advisors to demonstrate their value to clients
- By: Noushin Ziafati
- December 29, 2025 December 29, 2025
- 01:00
Industry moves: Richardson Wealth, CIBC Wood Gundy and CI Assante score veteran teams
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
- By: Alisha Hiyate
- October 3, 2025 November 12, 2025
- 17:39
Industry moves: John MacIntyre named chair of TD Bank
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
- By: Alisha Hiyate
- August 4, 2025 August 1, 2025
- 00:33
Industry moves: Huston Loke leaves FSRA
Plus, moves at BMO Private Wealth, Fiera Capital and CIBC GAM
- By: Alisha Hiyate
- July 18, 2025 July 18, 2025
- 17:06
Thematic ETF assets grow to US$467.9B in 2025
Tech, climate change account for nearly half of thematic ETF assets
- By: IE Staff
- December 29, 2025 December 29, 2025
- 13:26
ETFs find favour as building blocks of other funds
They are increasingly being used for fixed income, foreign equities exposure
- By: Pierre Théroux
- December 29, 2025 December 24, 2025
- 01:26
Investment fund sales, assets climbed in November: SIMA
Mutual fund, ETF AUM rose for the seventh consecutive month
- By: Noushin Ziafati
- December 19, 2025 December 19, 2025
- 11:58