The wrong way to retain clients
Ex-rep sanctioned for providing disgruntled clients with false portfolio reports
- By: James Langton
- February 18, 2025 February 18, 2025
- 16:27
Top Stories in News
Canada to issue third green bond
The program launched in 2022 to grow the sustainable finance market
- By: IE Staff
- February 18, 2025 February 18, 2025
- 16:14
Nova Scotia budget includes major tax cuts, reserve fund amid U.S. tariff threats
Basic personal amount would increase, and small biz tax rate would drop while threshold would increase to $700K
- By: Michael Tutton and Keith Doucette, The Canadian Press, with files from IE Staff
- February 18, 2025 February 18, 2025
- 15:22
FCA sanctions dividend arbitrage trading
Case marks the regulator's eighth and last enforcement action in this area
- By: James Langton
- February 18, 2025 February 18, 2025
- 15:10
ESMA aims to set crypto proficiency standards
Regulator proposes knowledge standards under new crypto regime
- By: James Langton
- February 18, 2025 February 18, 2025
- 15:08
Home sales dented by tariff worries in January as listings surge: CREA
Sales were down 3.3% from December
- By: Ian Bickis, The Canadian Press
- February 18, 2025 February 18, 2025
- 14:58
Cross-border securities investment ramps up
Foreign investors increase exposure to Canada, domestic investors add to U.S. holdings: StatCan
- By: James Langton
- February 18, 2025 February 18, 2025
- 14:00
Regulators to explore e-KYC, portable data
CSA unveils first project under new effort to test industry innovations
- By: James Langton
- February 18, 2025 February 18, 2025
- 13:48
Economists more confident in BoC rate hold as inflation ticks up to 1.9%
Without the GST tax break, the annual inflation rate would have accelerated to 2.7%: StatCan
- By: Nick Murray, The Canadian Press
- February 18, 2025 February 18, 2025
- 09:11
Emboldened crypto industry seeks to cement political influence and mainstream acceptance
The crypto industry has scored early wins since U.S. President Donald Trump took office
- By: Alan Suderman, The Associated Press
- February 17, 2025 February 17, 2025
- 10:16
Housing starts up 3% in January, but trade risks add ‘significant uncertainty’
CMHC reported 239,739 starts in January, up from 232,492 in December
- By: Sammy Hudes, The Canadian Press
- February 17, 2025 February 17, 2025
- 10:02
Charles DeBono banned by ASC
The Ontario Capital Markets Tribunal issued a similar ban last year
- By: Kevin Press
- February 17, 2025 February 17, 2025
- 09:48
Colliers International to purchase controlling interest in Australia’s Ethos Urban
Ethos Urban’s leadership team to remain "significant shareholders" in the business
- By: The Canadian Press
- February 17, 2025 February 17, 2025
- 08:44
AI names push stock markets higher on Friday
'Hot print' from Micron Technologies boosted enthusiasm for tech stocks, says portfolio manager
- By: Daniel Johnson, The Canadian Press
- December 19, 2025 December 19, 2025
- 17:15
Wage growth slowing, ECB data shows
Central bank sees slowdown in wage gains from collective agreements
- By: James Langton
- December 19, 2025 December 19, 2025
- 16:43
Bank of Japan hikes policy rate
Rise in benchmark short-term rate to 0.75% is aimed at curbing inflation
- By: Elaine Kurtenbach, The Associated Press
- December 19, 2025 December 19, 2025
- 09:38
SEC sanctions Canadian over pump-and-dumps
Accountant allegedly found assets used to lure investors to schemes
- By: James Langton
- December 19, 2025 December 19, 2025
- 15:39
Executive banned in failed real estate scheme
OSC forgoes monetary sanctions, amid bankruptcy, ongoing litigation
- By: James Langton
- December 19, 2025 December 19, 2025
- 14:56
SEC sanctions key figures in FTX scandal
Execs that previously pleaded guilty in fraud case accept regulatory sanctions
- By: James Langton
- December 19, 2025 December 19, 2025
- 13:42
Industry moves: Michelle Connolly joins Q Wealth
Plus, Raymond James gains Richardson advisor, and promotions at BMO, CI GAM, Wellington-Altus and more
- By: Alisha Hiyate
- December 19, 2025 December 19, 2025
- 16:50
ASC extends safe harbour regime to climate-related disclosures
Provincial regulator can halt trading when misinformation circulates
- By: Jonathan Got
- December 19, 2025 December 19, 2025
- 10:47
FP Canada releases CFP, QAFP exam results for October
QAFP exam has one more sitting before title protection transition ends
- By: IE Staff
- December 18, 2025 December 18, 2025
- 13:08
Industry moves: Richardson Wealth, CIBC Wood Gundy and CI Assante score veteran teams
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
- By: Alisha Hiyate
- October 3, 2025 November 12, 2025
- 17:39
Industry moves: John MacIntyre named chair of TD Bank
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
- By: Alisha Hiyate
- August 4, 2025 August 1, 2025
- 00:33
Industry moves: Huston Loke leaves FSRA
Plus, moves at BMO Private Wealth, Fiera Capital and CIBC GAM
- By: Alisha Hiyate
- July 18, 2025 July 18, 2025
- 17:06
Investment fund sales, assets climbed in November: SIMA
Mutual fund, ETF AUM rose for the seventh consecutive month
- By: Noushin Ziafati
- December 19, 2025 December 19, 2025
- 11:58
Product roundup: Ardian brings evergreen PE fund to Canada
Plus, other product launches and news, including more ESG fund terminations
- By: Noushin Ziafati
- December 15, 2025 December 16, 2025
- 11:29
The ETF year in review
More than 300 new products landed in 2025 — a new record
- By: Rudy Luukko
- December 12, 2025 December 12, 2025
- 13:24