Proposals would require banks to produce a new “dashboard” of key metrics
The self-regulatory organization granted 634 exemptions from specific rules in 2015
The pair were participants in a scheme to rig the U.S. dollar and yen LIBORs
Crude prices rise
Canadian dollar slips
SEC sees increased stock promotion by companies that claim to be developing products or services relating to the virus
Proposed amendments aim to clarify the limited circumstances in which reps can act under powers of attorney, or as trustees and executors for clients
Firms benefit from increased revenue diversification
The SRO initiated 69 enforcement proceedings in 2015, up from 48 the year earlier, and concluded 65 cases resulting in total fines of $5.4 million
120-day comment period ends July 8
Ontario’s provincial regulator aims to achieve “better alignment between the interests of investors and their advisors,” according to its draft statement of priorities
Gender diversity on corporate boards is slowly improving
'Hot print' from Micron Technologies boosted enthusiasm for tech stocks, says portfolio manager
Central bank sees slowdown in wage gains from collective agreements
Rise in benchmark short-term rate to 0.75% is aimed at curbing inflation
Accountant allegedly found assets used to lure investors to schemes
OSC forgoes monetary sanctions, amid bankruptcy, ongoing litigation
Execs that previously pleaded guilty in fraud case accept regulatory sanctions
Plus, Raymond James gains Richardson advisor, and promotions at BMO, CI GAM, Wellington-Altus and more
Provincial regulator can halt trading when misinformation circulates
QAFP exam has one more sitting before title protection transition ends
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, moves at BMO Private Wealth, Fiera Capital and CIBC GAM
Mutual fund, ETF AUM rose for the seventh consecutive month
Plus, other product launches and news, including more ESG fund terminations
More than 300 new products landed in 2025 — a new record